| 10-00434 | 11/16/2011 | Claimant(s): Southwire Company
Claimant Lawyers(s): Lesley G. Smith
Respondent(s): First Tennessee Brokerage.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Donald M. Macdonald, David Blair Sinyard, Mohr Ernest Hill
Hearing Site: Atlanta, GA
|  | $0 |
| 10-02076 | 11/11/2011 | Claimant(s): First Allied Securities.
Claimant Lawyers(s): Anne K Yannakakis
Respondent(s): David Reneau
Respondent Lawyers(s): Ron S. Iddins
Arbitrator(s): Robert H. Putnam, David K. Weiskircher, Judith Stilz Ogden
Hearing Site: Atlanta, GA
| | |
| 11-01495 | 10/19/2011 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Bullington
Respondent(s): Donald Glover
Respondent Lawyers(s): Donald Lee Glover
Arbitrator(s): Chandler R Bridges
Hearing Site: Atlanta, GA
| | |
| 10-02781 | 10/14/2011 | Claimant(s): Lina Palacio
Claimant Lawyers(s): Lina M. Palacio
Respondent(s): Raymond King, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Scott Holcomb
Arbitrator(s): Deborah A. Jackson
Hearing Site: Atlanta, GA
| | $15,000 |
| 10-04102 | 10/11/2011 | Claimant(s): Lehman Brothers Holdings Inc.
Claimant Lawyers(s): Victor A. Machcinski
Respondent(s): Kenneth Wingerter
Respondent Lawyers(s): Kenneth S. Wingerter
Arbitrator(s): Patricia A. Renovitch, Joseph J. Castro, Arthur P. Barry
Hearing Site: Atlanta, GA
| | |
| 10-04246 | 09/16/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Larry Lipka
Respondent(s): Richard Turnley
Respondent Lawyers(s): Richard Turnley
Arbitrator(s): Mark A. Myers
Hearing Site: Atlanta, GA
| | |
| 11-00284 | 09/14/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Carl Drury
Respondent Lawyers(s): Carl M. Drury
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Atlanta, GA
| | |
| 11-00218 | 09/08/2011 | Claimant(s): Thomas Hunter
Claimant Lawyers(s): Thomas M. Hunter
Respondent(s): Kel Stovall, Roger Wilkinson
Respondent Lawyers(s): Deirdre C. Wolff, Roger Wilkinson
Arbitrator(s): Lita S Menkin
Hearing Site: Atlanta, GA
| | $0 |
| 10-05747 | 08/29/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Russell Hill
Respondent Lawyers(s): Russell Marvin Hill
Arbitrator(s): W. William Harness
Hearing Site: Atlanta, GA
| | |
| 11-02557 | 08/29/2011 | Claimant(s): Edward Jones
Claimant Lawyers(s): Christoper A. Pickett
Respondent(s): Joseph Emily, Judson Doster, Morgan Stanley, Richard Phelan
Respondent Lawyers(s): M. Travis Foust, Michael D. Bressan
Arbitrator(s): Robert H. Putnam, Robert C. Port, Joseph Keith Lombino
Hearing Site: Atlanta, GA
| | |
