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FINRA Awards for William Bean

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0148612/01/2023Claimant(s): Michael Peters
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): Charles A. Palmer
Hearing Site: Buffalo, NY
23-0132811/06/2023Claimant(s): Gareth Evans
Claimant Lawyers(s): William Bean
Respondent(s): Dominick & Dickerman LLC
Respondent Lawyers(s): Robert M. Hladek
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
23-0011910/13/2023Claimant(s): Travis Dauchy
Claimant Lawyers(s): William Bean
Respondent(s): Equitable Advisors, USAA Financial Advisors.
Respondent Lawyers(s): Michael J. Biondi, Theodore C. Schultz
Arbitrator(s): Paul Allan Massaro, Veronica Ann Williams, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
23-0038910/06/2023Claimant(s): Scott Rose
Claimant Lawyers(s): William Bean
Respondent(s): Citigroup Global Markets., J.P. Morgan Securities
Respondent Lawyers(s): Adam Kauff, Thomas J. Cahill
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY

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