| 06-03445 | 04/08/2008 | Claimant(s): Schultz Investment Advisors Incorporat
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Douglas Plamondon, Randall Novotny, Roger Steensma, Scott Schultz, Hoffman, Steensma, and Plamondon, PLC, SPN Financial Services
Respondent Lawyers(s): Lawrence R. Gelber, Robert K. Ross
Arbitrator(s): Carole M. Crosby, Jack J. Mazzara, Martin Brosnan
Hearing Site: Detroit, MI
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| 07-02138 | 03/26/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Glenn Dzidowski
Respondent Lawyers(s): Glenn Dzidowski
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 06-04423 | 03/25/2008 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Simmers
Respondent Lawyers(s): David A. Sebastian
Arbitrator(s): Peter B. Kupelian, Gary C. Peters, Ann D. Kuhna
Hearing Site: Detroit, MI
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| 05-02411 | 02/20/2008 | Claimant(s): Thomas Fitzgerald
Claimant Lawyers(s): J. Steven Parker
Respondent(s): Ameriprise Advisor Services., H & R Block.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Dana R. Dawe, Martin I. Reisig, Mayra Adela Rodriguez
Hearing Site: Detroit, MI
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| 07-01998 | 02/08/2008 | Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I. Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s):
Hearing Site: Detroit, MI
| | $0 |
| 07-01808 | 02/08/2008 | Claimant(s): Philip Maggio
Claimant Lawyers(s): Philip I Maggio
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Raymond Wade Henney, James L. Karpen, Dale Frederick Feigley
Hearing Site: Detroit, MI
| | $0 |
| 07-01386 | 02/05/2008 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Raquel Terrigno
Respondent(s): Richard Schwartz
Respondent Lawyers(s): Richard A. Schwartz
Arbitrator(s): Garrick A. Rollert
Hearing Site: Detroit, MI
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| 06-03220 | 01/17/2008 | Claimant(s): Maria Tsalis
Claimant Lawyers(s): Joseph A. Golden
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Robert M. Vercruysse
Arbitrator(s): Barry Goldman, Benjamin A. Kerner, Veronique M. Liem
Hearing Site: Detroit, MI
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| 06-05160 | 01/16/2008 | Claimant(s): Robert Milano, Robert Milano Irrevocable Life Ins. trst
Claimant Lawyers(s): Douglas P. Whipple
Respondent(s): Gregory Kopan, Butler Capital Advisors., Multi-Financial Securities Corporation, Pacific Life Insurance Company
Respondent Lawyers(s): Eric J. Weiss, Melvin G. Moseley
Arbitrator(s): Verne C. Hampton, John P. Gouttiere, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
| 06-03595 | 12/17/2007 | Claimant(s): Harold Heussner, Marjorie Heussner
Claimant Lawyers(s): Robert A. McCall
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): David E. Bamberger
Arbitrator(s): Joseph S. Moynihan, Sandra J. Budnick, Peter J. Henning
Hearing Site: Detroit, MI
| | $0 |
