| 07-01853 | 08/13/2008 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Robert Casaceli
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Stephen D Kursman, Timothy C. Moore, Gretchen M. Forrester
Hearing Site: Detroit, MI
| | |
| 04-05809 | 07/18/2008 | Claimant(s): Town Plaza II Investments Ltd., Ely Tama and Andrea Tama
Claimant Lawyers(s): David M. Black
Respondent(s): Cantone Research Inc.
Respondent Lawyers(s): Walter L. Baumgardner
Arbitrator(s): William C. Kubicz, Harold Hood, Peter J. Henning
Hearing Site: Detroit, MI
|  | Duplicated Award |
| 07-02600 | 07/09/2008 | Claimant(s): Julie Maleitzke, Estate of Gary L. Maleitzke, Deceased
Claimant Lawyers(s): William K. Murphy
Respondent(s): Brent Kerstetter, Raymond James Financial Services., Michelle Dean
Respondent Lawyers(s): John I. Bain, Kelli Bullington
Arbitrator(s): Patrick R. Sughroue, Benjamin A. Kerner, Thomas L. Imbrunone
Hearing Site: Detroit, MI
| | $0 |
| 05-03691 | 07/08/2008 | Claimant(s): N. Honer
Claimant Lawyers(s): Walter L. Baumgardner
Respondent(s): David Hester, Robert W. Baird & Co. Incorporated, Victor Whang
Respondent Lawyers(s): Gary M. Saretsky
Arbitrator(s): John R. Main, Timothy J. Currier, Lee Hornberger
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 06-01451 | 06/16/2008 | Claimant(s): Joseph Moceri, IRA, Judith Moceri, 401(K) and Profit Sharing Plan, Joseph Moceri Trust
Claimant Lawyers(s): Dean J. Groulx
Respondent(s): Kenneth BrandtL fka Linsco/Private Ledger Corp., Brandt, Kelly & Simmons Securities
Respondent Lawyers(s): Samuel P. Mauch
Arbitrator(s): Marvin I. Horowitz, Barry Goldman, Anthony J. Bove
Hearing Site: Detroit, MI
| | Stipulated Award and Expungement |
| 06-05045 | 06/16/2008 | Claimant(s): Mary Lenzi, Timothy Lenzi
Claimant Lawyers(s): Shelley Stasson
Respondent(s): Christopher Dowd, Merrill Lynch, Merrill Lynch Life Agency.
Respondent Lawyers(s): Jeffrey T. Rogg
Arbitrator(s): Stewart C.W. Weiner, V. George Laktzian, Paul Sislin
Hearing Site: Detroit, MI
| | $0 |
| 06-05147 | 06/11/2008 | Claimant(s): Michael Guess
Claimant Lawyers(s): Richard M. Kerger
Respondent(s): Gerald "Gary" Sliemers, A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Harvey Frank, William P. Thorpe, Seth H. Barsky
Hearing Site: Detroit, MI
| | |
| 07-00878 | 06/11/2008 | Claimant(s): Kimberlee Johnson, William Capron
Claimant Lawyers(s): Kimberlee Johnson, William Capron
Respondent(s): James Carter, John McCloskey, A.G. Edwards & Sons.
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Francis R. Ortiz, Kenneth J. Safran, Mark R Werder
Hearing Site: Detroit, MI
| | $0 |
| 07-03238 | 06/03/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Justin Joseph D'Elia
Respondent(s): Eric Johns
Respondent Lawyers(s): Eric Johns
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $0 |
| 07-01694 | 04/25/2008 | Claimant(s): Citizens Bank, IFMG Securities., IFS Agencies.
Claimant Lawyers(s): Michael B. Cosentino
Respondent(s): Myra Roenicke
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Robert J. Scafuri, Eric S. Richards, Michael D. Patterson
Hearing Site: Detroit, MI
| | |
