| 09-06716 | 09/04/2012 | Claimant(s): Roseann Tracy
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Seth H. Barsky, James A. Christopherson, Anthony W. Candela
Hearing Site: Detroit, MI
|  | Expungement |
| 11-02113 | 08/30/2012 | Claimant(s): Kathleen Johnston, Richard Johnston
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Alicia McGovern, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Marvin I. Horowitz
Hearing Site: Detroit, MI
| | Expungement |
| 08-01743 | 08/28/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Dean Howard
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Larry C. Kreul, John Thomas Sepp, Thomas L. Imbrunone
Hearing Site: Detroit, MI
| | |
| 11-03924 | 08/21/2012 | Claimant(s): Edward Dutcher
Claimant Lawyers(s): Kristine R. Lucas
Respondent(s): Leonard Wenglarski
Respondent Lawyers(s): Collin H. Nyeholt
Arbitrator(s): Martin I. Reisig
Hearing Site: Detroit, MI
| | Expungement |
| 08-01744 | 08/20/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Meier
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Andrew G. Young, James George Timpa, Norman A. Samson
Hearing Site: Detroit, MI
| | |
| 11-03217 | 08/17/2012 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Michael Pompei
Respondent Lawyers(s): Michael Albert Pompei
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
| | |
| 07-02782 | 08/08/2012 | Claimant(s): Bruce Lowen
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s): Thomas Solomon, Questar Capital Corporation
Respondent Lawyers(s): Julie H. Firestone, Thomas Solomon
Arbitrator(s): Edward M. Olson, Sal Presti, John Thomas Sepp
Hearing Site: Detroit, MI
| | $18,171 |
| 10-00481 | 08/02/2012 | Claimant(s): Michael Aberlich, Patricia Aberlich, Michael Aberlich IRA, Patricia Aberlich IRA
Claimant Lawyers(s): Dennis K. Egan
Respondent(s): Anthony Manaia, Intervest International Equities Corpora, Manaia Capital Management.
Respondent Lawyers(s): Anthony G. Manaia, Joseph D. Carney
Arbitrator(s): Timothy J. Currier, Matthew H. Turnbull, Raymond J. Sterling
Hearing Site: Detroit, MI
| | $727,290 |
| 11-03440 | 08/02/2012 | Claimant(s): Bogumila Combs-Nichols, Patrick Nichols
Claimant Lawyers(s): Jack J. Mazzara
Respondent(s): Thomas Norris, NFI Advisors., Norris Financial.
Respondent Lawyers(s): Joseph H. Spiegel
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | Expungement |
| 08-01038 | 07/31/2012 | Claimant(s): Alvin Shnider, The Alvin Shnider Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Damien Berkowicz
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Norman A. Samson, Jacqueline R. Fox, Gerald W. Hepp
Hearing Site: Detroit, MI
| | Expungement |
