| 07-01596 | 05/27/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): R. Dan Mitchell, Simeon R. Trotter, George F. Longino
Hearing Site: Dallas, TX
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| 05-05634 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Hernandez
Respondent Lawyers(s): Jeanette H. Tejada
Arbitrator(s): James S. Goddard, Jodi A. Hopkinson, Frank Masi
Hearing Site: Newark, NJ
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| 07-01730 | 05/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Greg Burden
Respondent Lawyers(s): John E. Barbush
Arbitrator(s): Michael R. Prescott, Gary S. Jefferson, Michael E. Nelson
Hearing Site: Oklahoma City, OK
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| 07-02570 | 05/12/2008 | Claimant(s): Lewis Nigg
Claimant Lawyers(s): Bruce N. Munson
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Indianapolis, IN
|  | $214 |
| 06-02865 | 04/23/2008 | Claimant(s): Frank Palumbo
Claimant Lawyers(s): Scott A. Lucas
Respondent(s): Banc of America Investment Services Inc., Quick and Reilly., Bank of America N.A.a/k/a BOA Corporat, Fleet National Bank
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Burton M. Fendelman, Renee La Verne Ross CFP, Alan Steven Brodherson
Hearing Site: New York, NY
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| 06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Eric Rivenbark
Respondent Lawyers(s): Eric Ryan Rivenbark
Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl
Hearing Site: Raleigh, NC
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| 07-01105 | 02/19/2008 | Claimant(s): Karen Schwartz
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Rodney Acker
Arbitrator(s): Judith A. Gust, Evelyn R. Wiggins, Zachary Scott Rigdon
Hearing Site: San Diego, CA
| | $0 |
| 07-01315 | 02/15/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Thomas Cooper
Respondent Lawyers(s): Thomas Stephen Cooper
Arbitrator(s): Richard L. Oates, Thomas C. Moxley, Richard Lee Matthews
Hearing Site: Nashville, TN
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| 06-04325 | 02/06/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Greg Simon
Respondent(s): David Smith
Respondent Lawyers(s): Jessica Block
Arbitrator(s): Stephen M. Acerra, Zenon Charles Tencza, Jacqueline Marie Pierre
Hearing Site: Boston, MA
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| 07-01520 | 01/31/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Terry Vail
Respondent Lawyers(s): Terry Joe Vail
Arbitrator(s): Ronald K. Sprague
Hearing Site: Phoenix, AZ
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