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FINRA Awards for Sachs and Company

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Displaying 31-40 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0319601/13/2012Claimant(s): George Berman
Claimant Lawyers(s): Edward C. Cooley
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Nelson P. Lovins, Robert L. Barker, Howard N. Gorney
Hearing Site: Boston, MA
Checkmark IconExpungement
09-0667411/02/2011Claimant(s): Drew Freides
Claimant Lawyers(s): R. Rogge Dunn
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): David J. Anderson, Edward A. Trabin, Robert Bruce MacDonald
Hearing Site: Los Angeles, CA
05-0157703/25/2011Claimant(s): Bounty International Limited, Good Regent International Limited, Wisdom Century Development Limited
Claimant Lawyers(s): Theodore G. Eppenstein
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Michael J. Dell
Arbitrator(s): Joel P. Mellis, Mindi R. Parrott
Hearing Site: New York, NY
Checkmark Icon$0
09-0148503/24/2011Claimant(s): Adam C. Singer 2004 Trust U/A DTD 20FEB0
Claimant Lawyers(s): Scott A. Shanes
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Sharon J. Shumway
Arbitrator(s): Maxel (Bud) B. Silverberg, Daniel A. Kile, Richard Frederick Schaufert
Hearing Site: Dallas, TX
Checkmark Icon$450,000
09-0589612/29/2010Claimant(s): Peter Williams
Claimant Lawyers(s): Cyrus Tabari
Respondent(s): Bruce Tenenbaum, Goldman, Sachs and Company, Gregory Downing, Magdalena Schmitz
Respondent Lawyers(s): Joseph E. Floren, Kim Alexander Kane
Arbitrator(s): Herbert Liberman, James D. Murray, Joseph Berzok
Hearing Site: San Francisco, CA
Checkmark Icon$47,796
09-0522911/08/2010Claimant(s): Chad Boeding, Divesh Makan
Claimant Lawyers(s): Rodney J. Heggy
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Carl B. Noelke, Lester Friedman, Stanford G. Hirata
Hearing Site: San Francisco, CA
09-0059910/12/2009Claimant(s): The David & Catherine Moussazadeh Founda
Claimant Lawyers(s): David Moussazadeh
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): C. Evan Stewart
Arbitrator(s): Donald J. Zoeller
Hearing Site: New York, NY
Checkmark Icon$0
08-0289903/17/2009Claimant(s): Irene O'Mara
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Theodore Snyder
Arbitrator(s): Ronald L. Cheney, Melinda S. Milberg, Norman Foxman
Hearing Site: Manchester, NH
Checkmark Icon$0
07-0142102/11/2009Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY
07-0291312/05/2008Claimant(s): Stanley Pomichter
Claimant Lawyers(s): Bruce Day
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Jonathan M. Sedlak
Arbitrator(s): Thomas J. Donoghue, Jeffrey R. Hellman, Martin J. DeGennaro
Hearing Site: Hartford, CT

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