| 10-02024 | 07/19/2011 | Claimant(s): Jakob Muller, Mary Byrnes, Muri Trust
Claimant Lawyers(s): Ronald E. Miller
Respondent(s): Andrew Siegel, Morgan Stanley
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): George W. Harding, Ralph H. Martin, Robert S. Baran
Hearing Site: Phoenix, AZ
|  | $0 |
| 10-03480 | 07/15/2011 | Claimant(s): Nick Shahrestany, Milan Investments
Claimant Lawyers(s): Kevin Gerry
Respondent(s): Brian Murphy, Morgan Stanley
Respondent Lawyers(s): Jonathan D. Robbins
Arbitrator(s): Robert A. Lombardi, Kirtley M. Thiesmeyer, David Nielsen
Hearing Site: Los Angeles, CA
| | $0 |
| 11-00435 | 07/14/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): William Creamer
Respondent Lawyers(s): William George Creamer
Arbitrator(s): Irving A. Chesler
Hearing Site: Minneapolis, MN
| | $0 |
| 10-03345 | 07/06/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Stuart Pearl
Respondent Lawyers(s): Ronald M. Amato
Arbitrator(s): Donald W. Cohen
Hearing Site: Chicago, IL
| | $0 |
| 10-04761 | 07/01/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Jamie Dick
Respondent Lawyers(s): Jamie Dick
Arbitrator(s): Herbert Murez
Hearing Site: Las Vegas, NV
| | $0 |
| 10-05242 | 06/27/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Kurtis Linn
Respondent Lawyers(s): Montgomery G. Griffin
Arbitrator(s): James D. Knotter
Hearing Site: Los Angeles, CA
| | $0 |
| 10-05274 | 06/24/2011 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Christopher Keosseian
Respondent Lawyers(s): Christopher Keosseian
Arbitrator(s): David I. Goldblatt
Hearing Site: Newark, NJ
| | $0 |
| 10-00497 | 06/22/2011 | Claimant(s): Joel Kaufman, Nancy Kaufman
Claimant Lawyers(s): Joel F Kaufman
Respondent(s): Morgan Stanley, Tom Howes
Respondent Lawyers(s): Andrew Lipton
Arbitrator(s): June White Dillard
Hearing Site: Baltimore, MD
| | $0 |
| 09-05428 | 06/21/2011 | Claimant(s): Brandon Lew, Wendy Lew, Brandon Lew Inherited IRA, Wendy Lew SEP IRA, HMH Emergency Medical Group 401(K) Profi, Lew Family Trust UTA DTD 9/11/07
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Diana Li, Morgan Stanley, Morgan Stanley & Co.
Respondent Lawyers(s): Diana D. Li, Wendy R. Robinson
Arbitrator(s): Larry Haugaard, Thomas A. Culbertson, Rosa Linda Guadarrama
Hearing Site: Los Angeles, CA
| | $600 |
| 10-05734 | 06/17/2011 | Claimant(s): Jon Ann Hockersmith
Claimant Lawyers(s): Jon Ann Hockersmith
Respondent(s): Morgan Stanley, Stephen Ledyard
Respondent Lawyers(s): Wendy R. Robinson
Arbitrator(s): Virginia H. Wertz
Hearing Site: Phoenix, AZ
| | $17,673 |
