| 15-01052 | 08/10/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leonard Stover
Respondent Lawyers(s): Leonard Gregory Stover
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
| | |
| 13-02309 | 04/14/2015 | Claimant(s): Carter Garnon
Claimant Lawyers(s): Adam P Richards
Respondent(s): NYLife Securities LLC, Thomas Krach, New York Life Insurance Company, New York Life Insurance and Annuity Comp
Respondent Lawyers(s): David K. Montgomery
Arbitrator(s): Charles D. Underwood, John C. Aten, Matthew Harold Fields
Hearing Site: Columbus, OH
| | |
| 13-00769 | 04/01/2015 | Claimant(s): Patricia Marriott
Claimant Lawyers(s): Joshua R. Cohen
Respondent(s): Brian Hobbs, Andrew Garrett Inc.
Respondent Lawyers(s): Barry M. Bordetsky, Joseph D. Carney
Arbitrator(s): John T. Meredith, John D. Baird, John C. Aten
Hearing Site: Cleveland, OH
|  | Expungement |
| 13-01192 | 09/23/2013 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Wendy L. Schueller
Respondent(s): Gary Wright
Respondent Lawyers(s): Gary Lee Wright
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH
| | |
| 12-01051 | 03/15/2013 | Claimant(s): George White, Nancy White
Claimant Lawyers(s): Robert A. Bunda
Respondent(s): Richard Sandru, Cambridge Investment Research.
Respondent Lawyers(s): Richard Patrick Sandru, Sabryne Coleman
Arbitrator(s): Michael L. Fortney, James J. Puhala, John C. Aten
Hearing Site: Cleveland, OH
| | $90,834 |
| 09-04525 | 11/15/2010 | Claimant(s): Kilbane Plumbing & Heating.
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Ferris, Baker Watts
Respondent Lawyers(s): Daniel J. Donovan
Arbitrator(s): James A. Laurenson, Harvey Michael Rosenberg, John C. Aten
Hearing Site: Cleveland, OH
| | $0 |
| 07-01543 | 07/31/2009 | Claimant(s): Eugene Marquardt
Claimant Lawyers(s): David W. Neel
Respondent(s): Brian Brennan, John Schlifer, Patricia Wyant, KeyBanc Capital Markets., KeyCorp
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): James Dale Ellis, Robert M. Shwab, John C. Aten
Hearing Site: Cleveland, OH
| | |
