FINRA Awards for Mark L Miller

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Displaying 31-36 out of 36 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
10-01802	12/10/2012	Claimant(s): Colleen Reardon, Edward Reardon, Edward Reardon TTEE of the Edward Claimant Lawyers(s): Steven D. Toskes Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Mark L Miller, Marilee Roberg, Ronald A. Sirt Hearing Site: Chicago, IL		Expungement
12-00205	11/15/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): William Brigden Respondent Lawyers(s): William Scanlan Brigden Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
09-05757	03/14/2012	Claimant(s): Paul McDonough & Ellen McDonough, JT TEN Claimant Lawyers(s): Christopher T. Vernon Respondent(s): Kimon Peter Daifotis, Charles Schwab & Co.. Respondent Lawyers(s): Audette P. Morales Arbitrator(s): Susan K. Franz, Mark L Miller, Richard R. Bicek Hearing Site: Chicago, IL		Expungement
11-01918	12/02/2011	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): James Pihaly Respondent Lawyers(s): James Richard Pihaly Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
09-04261	06/09/2011	Claimant(s): Chicago Investment Group, Llc Claimant Lawyers(s): Howard J. Rosenburg Respondent(s): Cinthia Collins Respondent Lawyers(s): Cinthia Faye Collins Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL
09-00578	09/28/2009	Claimant(s): Robert S. Barnhill IRA Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): John David Thomas Arbitrator(s): Mark L Miller Hearing Site: Chicago, IL		$25,425