Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02780 | 05/27/2021 | Claimant(s): Christopher Cort Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Joan M. Traub Hearing Site: Jersey City, NJ | ||
| 20-03001 | 05/21/2021 | Claimant(s): Patrick Giblin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-02289 | 02/22/2021 | Claimant(s): Mark Zeller Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01296 | 02/09/2021 | Claimant(s): Zachary Brody Claimant Lawyers(s): Brian Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Jennifer E. Novoselsky Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01927 | 01/29/2021 | Claimant(s): Brandon Sobel Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail Elrod Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-00828 | 12/23/2020 | Claimant(s): James Lombardo Claimant Lawyers(s): Tosh Grebenik Respondent(s): Joseph Gunnar & Co. LLC Respondent Lawyers(s): Peter Bon Viso Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01925 | 11/09/2020 | Claimant(s): Paul Stevens Claimant Lawyers(s): Omar Perez Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00903 | 10/19/2020 | Claimant(s): William Sheehan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Investors Capital Corp. Respondent Lawyers(s): David Feldstein Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ | ||
| 20-00884 | 09/24/2020 | Claimant(s): Robert Franchini Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 20-01968 | 09/18/2020 | Claimant(s): Jeffrey Alecci Claimant Lawyers(s): David I. Hantman Respondent(s): Morgan Stanley Respondent Lawyers(s): Joseph A. Sack Arbitrator(s): Joan M. Traub Hearing Site: Newark, NJ |