Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
07-02881 | 07/18/2008 | Claimant(s): John Rapillo Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): TD Ameritrade., Mikhael Halper Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler Hearing Site: Boca Raton, FL | Stipulated Award and Expungement | |
07-02874 | 07/10/2008 | Claimant(s): Bill Tsevdos Claimant Lawyers(s): Bill S. Tsevdos Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janis Campanella Arbitrator(s): Lucas A. Ferrara Hearing Site: New York, NY | ||
07-02930 | 04/30/2008 | Claimant(s): William Kling Claimant Lawyers(s): William Kling Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): A. Keith Logue Hearing Site: Birmingham, AL | $0 | |
07-02790 | 04/04/2008 | Claimant(s): Francis G. Laguaite, Executor Claimant Lawyers(s): Francis G. Laguaite Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Gary P. Alexander, Robert H. Putnam, Michael J. Ahlstrom Hearing Site: Atlanta, GA | $0 | |
07-02659 | 03/12/2008 | Claimant(s): Todd Meldrum Claimant Lawyers(s): Todd Meldrum Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | $88 | |
07-02260 | 01/18/2008 | Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants Claimant Lawyers(s): Benjamin B. Siegel Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Ronald L. Cameron Hearing Site: Los Angeles, CA | $0 | |
07-00649 | 12/14/2007 | Claimant(s): Jarrett Owens Claimant Lawyers(s): Arthur S. Leider Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian Hearing Site: San Diego, CA | $5,601 | |
07-01827 | 12/07/2007 | Claimant(s): Betty Jean Davis IRA Claimant Lawyers(s): Betty Jean Davis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): F. Richard Middaugh Hearing Site: Helena, MT | $0 | |
07-01442 | 11/20/2007 | Claimant(s): Raymond Marine Claimant Lawyers(s): Raymond S. Marine Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Steven P. Gregory Hearing Site: New Orleans, LA | $175 |