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FINRA Awards for TD Ameritrade.

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Displaying 411-419 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0288107/18/2008Claimant(s): John Rapillo
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): TD Ameritrade., Mikhael Halper
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Donald S. Tuck, Richard S. Zaifert, Stuart Harvey Ziegler
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
07-0287407/10/2008Claimant(s): Bill Tsevdos
Claimant Lawyers(s): Bill S. Tsevdos
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Janis Campanella
Arbitrator(s): Lucas A. Ferrara
Hearing Site: New York, NY
07-0293004/30/2008Claimant(s): William Kling
Claimant Lawyers(s): William Kling
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): A. Keith Logue
Hearing Site: Birmingham, AL
Checkmark Icon$0
07-0279004/04/2008Claimant(s): Francis G. Laguaite, Executor
Claimant Lawyers(s): Francis G. Laguaite
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, Michael J. Ahlstrom
Hearing Site: Atlanta, GA
Checkmark Icon$0
07-0265903/12/2008Claimant(s): Todd Meldrum
Claimant Lawyers(s): Todd Meldrum
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
Checkmark Icon$88
07-0226001/18/2008Claimant(s): Anna I. Young Roth IRA, Frederick E. Young Roth IRA, Frederick and Anna Young Joint Tenants
Claimant Lawyers(s): Benjamin B. Siegel
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0064912/14/2007Claimant(s): Jarrett Owens
Claimant Lawyers(s): Arthur S. Leider
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Greta Glavis, Franklin Geerdes, Mack Reed Christian
Hearing Site: San Diego, CA
Checkmark Icon$5,601
07-0182712/07/2007Claimant(s): Betty Jean Davis IRA
Claimant Lawyers(s): Betty Jean Davis
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): F. Richard Middaugh
Hearing Site: Helena, MT
Checkmark Icon$0
07-0144211/20/2007Claimant(s): Raymond Marine
Claimant Lawyers(s): Raymond S. Marine
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Steven P. Gregory
Hearing Site: New Orleans, LA
Checkmark Icon$175

419 Results

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