| 09-03933 | 06/25/2010 | Claimant(s): Ron Auren, Gal Corporation
Claimant Lawyers(s): Ron Auren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John L. Erikson
Arbitrator(s): Michael W. Delaney, Esther A. Spachner, Kendall C. Reed
Hearing Site: Los Angeles, CA
|  | $0 |
| 09-00812 | 06/18/2010 | Claimant(s): Ayida Mohamed and Ibrahim Alwareeth
Claimant Lawyers(s): Ibrahim A Alwareeth
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Sterling N. Frost, John B. Weingart, Nancy A. Yonge
Hearing Site: San Francisco, CA
| | $0 |
| 08-01531 | 05/21/2010 | Claimant(s): Melvin McDonald, Vincent Scola
Claimant Lawyers(s): Katharine Livingston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Martin Mandel, Darryl J. Horowitt, Marilyn Burrill O'Toole
Hearing Site: San Francisco, CA
| | |
| 09-04798 | 05/07/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): David Lu
Respondent Lawyers(s): David D. Lu
Arbitrator(s): Sandor I. Rabkin, John Joseph Cotter, Alicia J. Reines-Leo
Hearing Site: Boston, MA
| | $0 |
| 09-06604 | 04/29/2010 | Claimant(s): TD Ameritrade.
Claimant Lawyers(s): R. Matthew Ingraham
Respondent(s): Joseph Buscema
Respondent Lawyers(s): Joseph Buscema
Arbitrator(s): Madelyn A. Levy
Hearing Site: New York, NY
| | $0 |
| 09-05723 | 04/09/2010 | Claimant(s): Evans Benton
Claimant Lawyers(s): Evans Benton
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Eric Spencer Buchanan
Hearing Site: Little Rock, AR
| | $0 |
| 09-01425 | 03/23/2010 | Claimant(s): Earl Smith
Claimant Lawyers(s): John C. Randall
Respondent(s): Brian Fehr, Donna Givner, TD Ameritrade.
Respondent Lawyers(s): Amanda G. Ray
Arbitrator(s): Leonard E. Benade, Robert P. Porter, David P. McDuffee
Hearing Site: Raleigh, NC
| | $0 |
| 09-05207 | 03/22/2010 | Claimant(s): Clarice Ujhelyi, Julius Ujhelyi, Clarice E. Ujhelyi Living Trust, Julius Ujhelyi Living Trust
Claimant Lawyers(s): Julius C. Ujhelyi
Respondent(s): TD Ameritrade., J.P. Morgan Securities, Manuel Gonzalez
Respondent Lawyers(s): Catherine Luth, Manuel Gonzalez, Matthew E. Wolper
Arbitrator(s): Patricia Gunn
Hearing Site: Orlando, FL
| | $0 |
| 09-05448 | 03/15/2010 | Claimant(s): Surviving Settlors Trust, UW G&E Derbyshire Trust
Claimant Lawyers(s): George H. Derbyshire
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Catherine L. Luth
Arbitrator(s): Marc Kalish
Hearing Site: Las Vegas, NV
| | $0 |
| 09-02994 | 03/09/2010 | Claimant(s): Mahin Vadi & Cyrus Bahram Soltani
Claimant Lawyers(s): Reza Soltani
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): John J. Vihstad
Arbitrator(s): Kathryn J. Toronto, Andrew R. Epstein, Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
| | $0 |
