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FINRA Awards for TD Ameritrade.

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Displaying 211-220 out of 419 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0039106/05/2015Claimant(s): Brian Gill
Claimant Lawyers(s): Brian S. Gill
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): S. Lee Terry
Hearing Site: Denver, CO
Checkmark Icon$600
14-0017806/04/2015Claimant(s): Mary Meyers
Claimant Lawyers(s): Mary Meyers
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Stuart D. Summers
Hearing Site: Columbus, OH
Checkmark Icon$1,740
14-0353506/04/2015Claimant(s): Harold Boritz, Karen Boritz
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Jonathan Holman Hathaway
Hearing Site: San Francisco, CA
Checkmark Icon$163
14-0218806/02/2015Claimant(s): John A. Imperato
Claimant Lawyers(s): John A. Imperato
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Marie G. Peterson, Philip L. Manczak, Stephanie Jeannette Charny
Hearing Site: Boca Raton, FL
Checkmark Icon$1,425
14-0228906/01/2015Claimant(s): Oscar Starker, Powernet.
Claimant Lawyers(s): Oscar Starker
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Jack Friedman
Hearing Site: New York, NY
Checkmark Icon$0
14-0269905/29/2015Claimant(s): Gerald Smigelski
Claimant Lawyers(s): Adam M. Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$163
14-0173505/28/2015Claimant(s): Charles McNeely
Claimant Lawyers(s): Charles E. McNeely
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
Checkmark Icon$0
14-0231904/30/2015Claimant(s): James Kinemond
Claimant Lawyers(s): James D. Kinemond
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan A. Lamberti
Arbitrator(s): Edward A. Grupp
Hearing Site: Pittsburgh, PA
Checkmark Icon$0
14-0238604/22/2015Claimant(s): Scott Ufford
Claimant Lawyers(s): Scott Ufford
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Meagan Lamberti
Arbitrator(s): Alexandra L. Dunaif
Hearing Site: New York, NY
Checkmark Icon$25
14-0276404/16/2015Claimant(s): Gurgen Bagdasarian
Claimant Lawyers(s): Adam Green
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ralph B. Perry
Hearing Site: Los Angeles, CA
Checkmark Icon$0

419 Results

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