| 07-00350 | 12/22/2008 | Claimant(s): Jose. E. Cruz, IRA
Claimant Lawyers(s): Thomas D. Mauriello
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Cheryl R. Kershner, James Conrad Riewerts, Sharon Truluck Maier
Hearing Site: San Francisco, CA
|  | $75,000 |
| 04-05979 | 12/22/2008 | Claimant(s): Elliott Haines
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Baltimore, MD
| | $0 |
| 03-05275 | 12/19/2008 | Claimant(s): Joseph Webber
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Diana A. Weiner
Hearing Site: Tampa, FL
| | $12,344 |
| 06-01615 | 12/19/2008 | Claimant(s): Nancy Wolin
Claimant Lawyers(s): Alicia Santana Torres
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew Thibaut
Arbitrator(s): Sanford M. Naiditch, Brian William Schremp, Kenneth E. Merklen
Hearing Site: Boca Raton, FL
| | $0 |
| 04-08019 | 12/16/2008 | Claimant(s): The Kramer Family Trust dtd 05/25/77
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
| | $0 |
| 04-05898 | 12/12/2008 | Claimant(s): Melvin A. Guillory IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jason G. Ourso
Hearing Site: New Orleans, LA
| | $0 |
| 08-00291 | 12/05/2008 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Dewey Steffen
Respondent Lawyers(s): Gregory J. Boulahanis
Arbitrator(s): Robert A. Vogler, Stephen D. Arkwright, Conrad W. Koski
Hearing Site: Detroit, MI
| | |
| 07-02941 | 12/05/2008 | Claimant(s): Basil Marryshow, Basil A. Marryshow, IRA, Profit Sharing Plan
Claimant Lawyers(s): Brian J. Sommer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): John H. Ewing, Michael R. Stabile, Walter J. Blenko
Hearing Site: Pittsburgh, PA
| | $0 |
| 08-00979 | 12/03/2008 | Claimant(s): Mary Gabriel Schweitzer
Claimant Lawyers(s): Mary Gabriel Schweitzer
Respondent(s): George Redheffer, Citigroup Global Markets.
Respondent Lawyers(s): Douglas B. Appel, George Lyman Redheffer
Arbitrator(s): Richard L. Merkel
Hearing Site: Phoenix, AZ
| | $213 |
| 08-01952 | 12/02/2008 | Claimant(s): Dr. Sava Lukac
Claimant Lawyers(s): Sava Lukac
Respondent(s): Citigroup Global Markets., Marlon Travis
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
