| 16-02933 | 03/29/2018 | Claimant(s): Nicolette Billings, Estate of Rosemary Seheult
Claimant Lawyers(s): Gregory A. Friedman
Respondent(s): David Gray, Morgan Stanley, Citigroup Global Markets., Gregg Stupinski
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Steven Gerard Goerke, Elena G. Rodriguez, Barry David Thorpe
Hearing Site: Miami, FL
|  | $0 |
| 16-01853 | 03/13/2018 | Claimant(s): Jennifer Marun, representing the estate
Claimant Lawyers(s): Rachel Vrana
Respondent(s): David Dodd, David Reicks, Elizabeth Zuniga, Citigroup Global Markets., Juan Cabanas, UBS Financial Services Inc.
Respondent Lawyers(s): Terry Ross
Arbitrator(s): Michael E. Rohde, Shawn Michael Spaulding, Charles H. Dick
Hearing Site: San Diego, CA
| | Expungement |
| 16-01001 | 02/28/2018 | Claimant(s): Christian Gherardi
Claimant Lawyers(s): Ethan A. Brecher
Respondent(s): Citigroup Global Markets., Michael Averett
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Louis David Huss, Robert J. Bender, Jack Martin Coe
Hearing Site: Miami, FL
| | |
| 17-01353 | 02/27/2018 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Mark Flanagan
Respondent Lawyers(s): Mark Joseph Flanagan
Arbitrator(s): Sal Presti
Hearing Site: Chicago, IL
| | |
| 17-01888 | 02/26/2018 | Claimant(s): Susanna Bracke
Claimant Lawyers(s): Adam M. Kauff
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | |
| 17-01659 | 02/16/2018 | Claimant(s): Douglas Eikenberry
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
| | |
| 17-01641 | 01/25/2018 | Claimant(s): Mark Soukup
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Boston, MA
| | |
| 16-02710 | 01/19/2018 | Claimant(s): Marcus Nagel, Matthew Nagel
Claimant Lawyers(s): Marcus Nagel
Respondent(s): David Warren, Citigroup Global Markets., UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Adam M. Kauff, Andrew W. Sidman, Denver G. Edwards
Arbitrator(s): Steven Gourley, Howard A. Emirhanian, George Herman Frisch
Hearing Site: Los Angeles, CA
| | Dismissed by Rule (12200/12201) |
| 17-01348 | 01/02/2018 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Stephanie Yoingco
Respondent Lawyers(s): Stephanie Ann Yoingco
Arbitrator(s): David Paul Clark
Hearing Site: Washington, DC
| | |
| 17-01262 | 12/26/2017 | Claimant(s): Scott Jaffe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kurt T. Kalberer
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
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