| 15-00952 | 01/27/2016 | Claimant(s): Michael Schlosser
Claimant Lawyers(s): Michael Schlosser
Respondent(s): Vincent Afflixio
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Patricia A. DeWitt
Hearing Site: New York, NY
|  | $163 |
| 15-01237 | 01/27/2016 | Claimant(s): Paul Colvard
Claimant Lawyers(s): Paul Kenneth Colvard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
| | $0 |
| 14-01238 | 01/26/2016 | Claimant(s): Beverly Houts, W. Houts, Geneva BCCX XI, Geneva BCCX XII
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Northland Securities.
Respondent Lawyers(s): Sydney H. Crowder
Arbitrator(s): Mark S. Gleason, Jonathan B. Gilbert, Jo Anne F. Lewellen
Hearing Site: Minneapolis, MN
| | Expungement |
| 14-03589 | 01/26/2016 | Claimant(s): Estate of Doris Sharp
Claimant Lawyers(s): Shannon L. McDougald
Respondent(s): David Ludwig, Leif Oksenvaag, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Roxanne Sheehan
Arbitrator(s): Robert E. Meston, Philip E. Cutler, Craig Charles Beles
Hearing Site: Seattle, WA
| | Expungement |
| 14-02604 | 01/22/2016 | Claimant(s): Daniel Fleming
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Anthony Lodati, President
Arbitrator(s): Edward M. Olson, Patrick R. Sughroue, Melissa B. VanDam
Hearing Site: Detroit, MI
| | $241,940 |
| 14-03202 | 01/21/2016 | Claimant(s): Glenda McCarty, Harlan McCarty
Claimant Lawyers(s): Randall C. Place
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
| | Expungement |
| 14-01822 | 01/20/2016 | Claimant(s): Alan Azar
Claimant Lawyers(s): Royal B. Lea
Respondent(s): EDI Financial.
Respondent Lawyers(s): Joseph L. Hood
Arbitrator(s): Thomas A. Cipolla, Richard F. Dole, Sherry R. Wetsch
Hearing Site: Houston, TX
| | $273,606 |
| 15-00972 | 01/20/2016 | Claimant(s): Paul Billings
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): National Securities Corporation, William Madara
Respondent Lawyers(s): Jay Israel, Michael P. Gilmore
Arbitrator(s): Steven T. Stern
Hearing Site: Philadelphia, PA
| | $43,237 |
| 15-01057 | 01/20/2016 | Claimant(s): Leonora Combattente
Claimant Lawyers(s): Leonora Combattente
Respondent(s): Eric Taitz, Royal Alliance Associates.
Respondent Lawyers(s): Eric Taitz, Ronald W. Sannicandro
Arbitrator(s): James M. Rhodes
Hearing Site: New York, NY
| | $300 |
| 14-03531 | 01/19/2016 | Claimant(s): Estate of Glenny B. White
Claimant Lawyers(s): W. Edgar Spivey
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Michael J. Henke, Wesley C. Wilson, Ross E. Legum
Hearing Site: Norfolk, VA
| | $2,036,890 |
