| 18-00054 | 06/15/2020 | Claimant(s): Luciano Borgia
Claimant Lawyers(s): Luciano Borgia
Respondent(s): National Securities Corporation, Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky, Sara Soto
Arbitrator(s): Thomas W. Allen, John Joseph Long, Charles J Goldman
Hearing Site: Boca Raton, FL
|  | $0 |
| 16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k)
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | $862,117 |
| 15-03215 | 06/22/2017 | Claimant(s): Gene G. Leary Revocable Living Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): Oppenheimer & Co.., Miguel Garcia
Respondent Lawyers(s): Brian D. Buckstein, Cory S. Zadanosky
Arbitrator(s): Guillermo A. Gleizer, Margo Denise Wright, Jorge Rice
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-02455 | 07/31/2014 | Claimant(s): Lois Lazzopina
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Anel MolinaL Financial LLC
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Steven Ira Weinberger, Stephen Kahane, Sonja Shuford
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-00452 | 05/02/2014 | Claimant(s): Carluco Investments Limited
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Carl Shechter, Steven E. Eisenberg, James Michael LaBonte
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-04513 | 03/06/2013 | Claimant(s): William Adams
Claimant Lawyers(s): Philip M. Giordano
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Melanie S. Cherdack, Elena G. Rodriguez, Ronald Stephen Lieberman
Hearing Site: Ft. Lauderdale, FL
| | Expungement |
| 09-02757 | 07/09/2010 | Claimant(s): Bradley Burks, Bradley A and Mishelle Burks, JTWROS
Claimant Lawyers(s): Edward S. Koppman
Respondent(s): Brian Sanders, Eric Arlt, Louis Donzelli, Mike Becker, Sean Case, i-TRADEdirect.com Corp, i-TRADEnow.com Corp
Respondent Lawyers(s): Cory S. Zadanosky, David Hirschberg, Eric Arlt, Mike Becker
Arbitrator(s): Ronald G. Johnson, Stephen L. Avard, David A. Schuler
Hearing Site: Dallas, TX
| | $0 |
