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FINRA Awards for Richard J. Edson

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0206801/08/2014Claimant(s): Glenda Ferrris, Marshall Ferris, Glenda Ferris IRA, Marshall Ferris IRA
Claimant Lawyers(s): Richard J. Edson, Ronald E. Miller
Respondent(s): Morgan Stanley, Thomas Howes
Respondent Lawyers(s): Joseph L. Calabrese, Thomas W. Howes
Arbitrator(s): Sabrina Raquel Scott, James C. Hoover, Richard Merritt Langway
Hearing Site: Atlanta, GA
Checkmark IconExpungement
09-0465411/23/2010Claimant(s): Eddie Creasy, Virginia Creasy, Eddie & Virginia Creasy Trust DTD 5/5/08
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Carol Ham, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn J. Bushby, Kathryn R. Eldridge
Arbitrator(s): Leon Henderson, Chris J. Conanan, John W. Lewis
Hearing Site: Richmond, VA
Checkmark Icon$225
07-0339911/30/2009Claimant(s): Brian Kenner, Kathleen Kenner, BKK Acquisition II, BKK Acquisition III, BKK Holdings
Claimant Lawyers(s): Michael Hume, Richard J. Edson
Respondent(s): Deutsche Bank Securities., Fred Crozier, William Conn
Respondent Lawyers(s): Bradford D. Kaufman
Arbitrator(s): Harvey C. Flodin, Anatoly "Tony" Zuban, James J. Dobbin
Hearing Site: San Diego, CA
Checkmark Icon$500,000
07-0218910/08/2008Claimant(s): Joan Donohue, Todd Donohue, Joan E. Donohue, IRA
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Thomas M. Crawford, Edith M. Novack, Steven A. Infante
Hearing Site: New York, NY
Checkmark IconExpungement
06-0441610/25/2007Claimant(s): Franklin Fitch
Claimant Lawyers(s): Richard J. Edson
Respondent(s): Ameriprise Advisor Services., Manish Mukhi
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Paul Davis Pearlstein, Deborah Page Aune, Olivia Milbank Farrar
Hearing Site: Washington, DC
Checkmark IconStipulated Award and Expungement

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