Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 12-00996 | 02/06/2013 | Claimant(s): Gillman Family Trust Claimant Lawyers(s): Lars K. Soreide Respondent(s): Wachovia Securities, Shirley Polidori Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Steven Ira Weinberger Hearing Site: Boca Raton, FL |  | $96,799 |
| 11-04268 | 06/11/2012 | Claimant(s): Andrew Fogler Claimant Lawyers(s): Edward W. Gasser Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT | | $325 |
| 10-01454 | 05/22/2012 | Claimant(s): Sharon Palas Claimant Lawyers(s): Chad A. Snyder Respondent(s): Bruce Lick, Wells Fargo Advisors, David Cooper Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Kathryn J. Hoy, Kathy A. Tatone, Frank Abramson Hearing Site: Minneapolis, MN | | $0 |
| 11-01830 | 02/27/2012 | Claimant(s): John C. Reppucci TTEE M&M Plans. Claimant Lawyers(s): John E. Sutherland Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Richard J. Grahn Hearing Site: Boston, MA | | $21,000 |
| 11-01000 | 02/21/2012 | Claimant(s): Alice Anthony, John Anthony Claimant Lawyers(s): Karen K. Fitzgerald Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel A. Kile, T. E. Jaeb, Leighton Aiken Hearing Site: Dallas, TX | | Expungement |
| 09-05944 | 10/13/2011 | Claimant(s): Ingeborg Eaves Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wachovia Securities Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): George G. Kurschner Hearing Site: Boca Raton, FL | | Expungement |
| 09-06862 | 07/14/2011 | Claimant(s): Karen Wyman Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Walter C. Parrish, Edward W. Morris, Richard C. Antonelli Hearing Site: Newark, NJ | | Stipulated Award and Expungement |
| 09-05435 | 11/16/2010 | Claimant(s): Arlene McAdam, Charles McAdam Claimant Lawyers(s): Robert W. Hutchinson Respondent(s): Wachovia Securities, John Waite Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): William F. Skewes, Marilyn R. Lewis, Edward Allan Hindman Hearing Site: Denver, CO | | $100,300 |
| 10-01585 | 10/26/2010 | Claimant(s): Claire Layton Claimant Lawyers(s): Claire M. Layton Respondent(s): Wells Fargo Advisors, William Moynihan Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Daniel P. Lund Hearing Site: Newark, NJ | | $38 |