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FINRA Awards for Newark, NJ

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Displaying 81-90 out of 317 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0180904/04/2016Claimant(s): Joan Kellerts
Claimant Lawyers(s): Joan Kellerts
Respondent(s): Kenneth Hirsch, Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$26,583
14-0262404/01/2016Claimant(s): International Fidelity Insurance Company
Claimant Lawyers(s): Julius A. Rousseau
Respondent(s): Francis Mitterhoff, Charles Schwab & Co.., Maria Costa, Vincent Leonetti, Vincent Riccordella
Respondent Lawyers(s): Gilbert R. Serota, Julius A. Rousseau, Lawrence Cohen
Arbitrator(s): Louis H. Miron, Alan Gradzki, Joan Dawn Hogarth
Hearing Site: Newark, NJ
Checkmark Icon$0
13-0014003/29/2016Claimant(s): Dangreen, Danwash
Claimant Lawyers(s): Abraham Borenstein
Respondent(s): J.P. Morgan Securities Inc.
Respondent Lawyers(s): Michael N. Ungar
Arbitrator(s): Sam Antar, Jacob Scherer, Joseph Michael Dougherty
Hearing Site: Newark, NJ
Checkmark IconExpungement
15-0192603/08/2016Claimant(s): Joseph Molloy
Claimant Lawyers(s): Joseph M. Molloy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Leslie Ruth Nydick
Hearing Site: Newark, NJ
Checkmark Icon$427
12-0331302/29/2016Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
Checkmark Icon$0
15-0164102/26/2016Claimant(s): Howard Hirschhorn & Esther Hirschhorn
Claimant Lawyers(s): Howard Hirschhorn
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Samuel L. Israel
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
15-0163802/17/2016Claimant(s): Scottrade Inc.
Claimant Lawyers(s): Ryan Barke
Respondent(s): Emily Festino, John Festino
Respondent Lawyers(s): Emily Festino, John Festino
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
14-0376202/05/2016Claimant(s): Oliver Pinkard
Claimant Lawyers(s): Moshe Y. Singer
Respondent(s): Dwarka Persaud
Respondent Lawyers(s): Dwarka Persaud
Arbitrator(s): Edward W. Morris
Hearing Site: Newark, NJ
Checkmark Icon$50,680
15-0215001/28/2016Claimant(s): Dong Suk Yang
Claimant Lawyers(s): Dong Suk Yang
Respondent(s): Dennis Zaplin
Respondent Lawyers(s): Dennis Lee Zaplin
Arbitrator(s): S. Charles Tabak
Hearing Site: Newark, NJ
Checkmark Icon$13,779
15-0123701/27/2016Claimant(s): Paul Colvard
Claimant Lawyers(s): Paul Kenneth Colvard
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0

317 Results

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