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FINRA Awards for Newark, NJ

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Displaying 31-40 out of 317 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0179208/20/2018Claimant(s): Camille Greco
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Israel Torres, Meyers Associates, L.P.
Respondent Lawyers(s): Israel Torres, John Stalanski
Arbitrator(s): Stephen L. Lister, Edward W. Morris, Bruce Edward Walenczyk
Hearing Site: Newark, NJ
Checkmark Icon$397,300
17-0109508/16/2018Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
Checkmark Icon$301,423
16-0323507/12/2018Claimant(s): Aeon/Aeon Holding
Claimant Lawyers(s): Demetrios Pavlou
Respondent(s): Mitchell Manoff, Pamela Calabrese, Richard Calabrese, Corinthian Partners, L.L.C.
Respondent Lawyers(s): Daniel J. Dugan
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Stanley M. Lenkowicz
Hearing Site: Newark, NJ
Checkmark Icon$60,000
17-0320906/29/2018Claimant(s): James Ward
Claimant Lawyers(s): Ryan Cook
Respondent(s): Fmsbonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Morton S. Bunis
Hearing Site: Newark, NJ
Checkmark IconStipulated Award
17-0156806/20/2018Claimant(s): Howard Weissberg, Howard Weissberg IRA, Sheila Weissberg IRA, Sheila and Howard Weissberg
Claimant Lawyers(s): Thomas J. Romans
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
Checkmark Icon$32,881
17-0347706/01/2018Claimant(s): Karen Kennedy
Claimant Lawyers(s): Karen A. Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Noah D. Sorkin
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
Checkmark Icon$213
17-0235305/16/2018Claimant(s): Frank Iosso Jr, Marie G. Iosso et al.
Claimant Lawyers(s): Frank Iosso
Respondent(s): Daniel Magier, Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert E. Anderson, Annamaria Boccia Smith, Morton S. Bunis
Hearing Site: Newark, NJ
Checkmark IconExpungement
17-0236904/23/2018Claimant(s): Thomas J. Swiston IRA, Thomas and Jane Swiston JT TEN
Claimant Lawyers(s): Thomas J. Swiston
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Amanda Helm Wright
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0018804/05/2018Claimant(s): Francine Sorkin Segal
Claimant Lawyers(s): Kirk G. Smith
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Denis C. Dice
Arbitrator(s): Catherine Stewart, Robert E. Anderson, Veronica Ann Williams
Hearing Site: Newark, NJ
Checkmark IconExpungement
17-0018802/26/2018Claimant(s): James Treacy, Nancy Treacy
Claimant Lawyers(s): Eric S. Hutner
Respondent(s): Edward Longridge, Oppenheimer & Co..
Respondent Lawyers(s): Donald A. Corbett
Arbitrator(s): Louis H. Miron, Richard C. Antonelli, Howard Alan Grinsberg
Hearing Site: Newark, NJ
Checkmark Icon$300,300

317 Results

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