Potomac Analytics' Logo

FINRA Awards for Newark, NJ

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 21-30 out of 317 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0212406/04/2019Claimant(s): Larry Geller
Claimant Lawyers(s): Larry S. Geller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
17-0342805/08/2019Claimant(s): Herman Fuchs, Mina Fuchs
Claimant Lawyers(s): Brad S. Maistrow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Robert E. Anderson, Edward W. Morris, Sylvia Kaminsky
Hearing Site: Newark, NJ
Checkmark Icon$0
18-0414704/26/2019Claimant(s): John Chen
Claimant Lawyers(s): John S. Chen
Respondent(s): Alight Financial Solutions
Respondent Lawyers(s): Matthew Chotkowski
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
Checkmark Icon$3,574
18-0323904/02/2019Claimant(s): Charles Chirico
Claimant Lawyers(s): David M. White
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Mitra E. Niknam
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
Checkmark Icon$0
17-0238403/19/2019Claimant(s): Harriett Chomen, Ira Fink
Claimant Lawyers(s): James P. Galvin
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
Checkmark IconExpungement
17-0063701/02/2019Claimant(s): Henry Zimmerman, Linda Zimmerman
Claimant Lawyers(s): Gerardino Di Popolo
Respondent(s): Francis Gendlek
Respondent Lawyers(s): Francis Joseph Gendlek
Arbitrator(s): Leslie Ruth Nydick, Angela Foster, James F. Rohrman
Hearing Site: Newark, NJ
Checkmark Icon$53,200
18-0041111/12/2018Claimant(s): Jean Gontarski
Claimant Lawyers(s): Christopher Szewczyk
Respondent(s): Heath Goldstein
Respondent Lawyers(s): Christopher B. Jones
Arbitrator(s): Patrick R. Westerkamp, Howard Alan Grinsberg, John G. Caporuscio
Hearing Site: Newark, NJ
Checkmark IconExpungement
18-0168811/07/2018Claimant(s): Tastyworks.
Claimant Lawyers(s): John J Muldoon
Respondent(s): Edward Park
Respondent Lawyers(s): Edward Park
Arbitrator(s): Martin R. Cramer
Hearing Site: Newark, NJ
Checkmark Icon$0
18-0225910/16/2018Claimant(s): 10 Casper Partners LLC
Claimant Lawyers(s): David L. Ball
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Ilana Herscovitz Reid
Arbitrator(s): Howard Alan Grinsberg
Hearing Site: Newark, NJ
Checkmark Icon$0
17-0119009/27/2018Claimant(s): Stephen Esposito, Spo Holdings
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Louis H. Miron, Theresa R. Joyner, Sidney Seligman
Hearing Site: Newark, NJ
Checkmark IconExpungement

317 Results

Display: