Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03526 | 01/14/2015 | Claimant(s): Frank Cerisano Claimant Lawyers(s): Samuel J. Lieberman Respondent(s): Interactive Brokers LLC Respondent Lawyers(s): Gary J. Mennitt Arbitrator(s): Michael Fischetti, Karimu F. Hill-Harvey, Jay Alan Kranis Hearing Site: Newark, NJ |  | $2,421,660 |
| 14-00941 | 12/18/2014 | Claimant(s): Rodney Herrmann Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Louis H. Miron Hearing Site: Newark, NJ | | $300 |
| 11-03024 | 12/08/2014 | Claimant(s): Natasha Jiovino, Route 36 East LLC Claimant Lawyers(s): Richard B. Fosher Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Michael Fischetti, Micalyn S. Harris, Marvin L. Schuldiner Hearing Site: Newark, NJ | | Expungement |
| 13-03045 | 12/04/2014 | Claimant(s): Lewis Markowitz Claimant Lawyers(s): Lewis M. Markowitz Respondent(s): Morgan Stanley, Philip Yellovich Respondent Lawyers(s): Chan H. Nam Arbitrator(s): Edith M. Novack Hearing Site: Newark, NJ | | $5,467 |
| 13-02265 | 12/01/2014 | Claimant(s): Irmgard Geddes Claimant Lawyers(s): Jeffrey Erez Respondent(s): NFP Securities. Respondent Lawyers(s): Robin Corwin Campbell Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis Hearing Site: Newark, NJ | | Dismissed by Rule 12206/12504 |
| 13-00323 | 11/04/2014 | Claimant(s): Bruce Kilby, Gail Kilby Claimant Lawyers(s): Albert R. Murray Respondent(s): Anthony Diaz Respondent Lawyers(s): Gregg J. Breitbart Arbitrator(s): Abraham Harry Bunis, Marilyn Chin, Joseph Antim Galati Hearing Site: Newark, NJ | | $219,940 |
| 12-02191 | 10/23/2014 | Claimant(s): Sarah Metzinger Claimant Lawyers(s): Robert S. Moraff Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Edward W. Morris, Richard C. Antonelli, Jay Alan Kranis Hearing Site: Newark, NJ | | Expungement |
| 14-01045 | 10/10/2014 | Claimant(s): Michael Giannone Claimant Lawyers(s): Adam Green Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | | $213 |
| 13-00808 | 10/07/2014 | Claimant(s): Vincent Vasta Claimant Lawyers(s): Richard B. Fosher Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Morton S. Bunis, S. Charles Tabak, Richard C. Antonelli Hearing Site: Newark, NJ | | Expungement |
| 13-00805 | 10/03/2014 | Claimant(s): Julia Furia Claimant Lawyers(s): Joseph B. Brown Respondent(s): Merrill Lynch Pierce Fenner & Smith. Respondent Lawyers(s): Brian J. Ellis Arbitrator(s): Linda J. Baer Hearing Site: Newark, NJ | | Expungement |