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FINRA Awards for Charles Schwab & Co..

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Displaying 351-360 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0498408/03/2009Claimant(s): The Schaer Trust U/A DTD 03/10/2006
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert E. Thompson
Hearing Site: San Francisco, CA
Checkmark Icon$16,429
09-0034607/27/2009Claimant(s): G. Reagan Shanley III & Deidre F. Shanle
Claimant Lawyers(s): G. Shanley Reagan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert L. Chase
Hearing Site: Hartford, CT
Checkmark Icon$213
09-0119907/24/2009Claimant(s): Dennis Turman, Dennis Roger Turman, IRA
Claimant Lawyers(s): J. Boyd Page
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A Christensen
Arbitrator(s): Joe Carroll Thomas
Hearing Site: Charlotte, NC
Checkmark Icon$8,673
09-0090107/23/2009Claimant(s): The Arnell Family Trust by Arthur & Lo
Claimant Lawyers(s): Arthur F. Arnell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Richard A. Karoly
Arbitrator(s): Thomas J. LoSavio
Hearing Site: San Francisco, CA
Checkmark Icon$0
08-0480207/21/2009Claimant(s): Jean Francis Schirard, IRA, Jean & Joseph Schirard and Lisa Buchanan
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0052107/16/2009Claimant(s): Kenneth Armstrong
Claimant Lawyers(s): Kenneth C Armstrong
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert R. Marquardt
Hearing Site: Dallas, TX
Checkmark Icon$213
08-0208207/14/2009Claimant(s): Everett Ross, Imogene Ross, Everett C & Imogene G Ross T U/A DTD 10/, Trustee
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Stacey M. Garrett
Arbitrator(s): Nancy J. Spieczny, James H. Fehlberg, Kevin K. Forrester
Hearing Site: San Diego, CA
Checkmark Icon$173,798
08-0240807/14/2009Claimant(s): D. Bartell
Claimant Lawyers(s): David E. Robbins
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kelly J. Moynihan
Arbitrator(s): Peter L. Curry, Susan E. Maloney, Michael Jay Rich
Hearing Site: Boston, MA
Checkmark Icon$0
09-0009707/09/2009Claimant(s): Stephen Kraljic
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert S. Zuckerman
Hearing Site: Charlotte, NC
Checkmark Icon$0
09-0074107/08/2009Claimant(s): Edwin Goldstein
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Charles L. Prothero
Hearing Site: Newark, NJ
Checkmark Icon$17,779

395 Results

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