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FINRA Awards for Charles Schwab & Co..

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Displaying 321-330 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0290712/22/2009Claimant(s): Derrell Billington
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
Checkmark Icon$213
09-0100512/17/2009Claimant(s): Richard B. Stickel Revocable Liv. Trust, Susan H. Stickel Revocable Living Trust
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): John Daly
Hearing Site: New York, NY
Checkmark Icon$213
09-0279612/16/2009Claimant(s): Steven Wheeler
Claimant Lawyers(s): Samuel T. Brannan
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$8,268
09-0155012/15/2009Claimant(s): David Weigel
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Best
Arbitrator(s): Ronald L. Cameron
Hearing Site: Los Angeles, CA
Checkmark Icon$19,400
09-0363212/09/2009Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Wei-Chen Chen and Hsiu-Min Huang
Respondent Lawyers(s): Wei-Chen Chen
Arbitrator(s): David J. Anderson
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0323012/09/2009Claimant(s): Craig Taylor
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
Checkmark Icon$0
09-0275212/03/2009Claimant(s): David T. Guyton, Jr., IRA, David Guyton, Jr. , TTEE Guyton Family T
Claimant Lawyers(s): William B. Young
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Samuel E. Wing
Hearing Site: Denver, CO
Checkmark Icon$15,787
09-0349112/01/2009Claimant(s): Walter Miksovsky
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn C. Best
Arbitrator(s): Carl G. Mohr
Hearing Site: Des Moines, IA
Checkmark Icon$24,199
09-0027011/09/2009Claimant(s): Jack Olin Robeson Contributory IRA
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Cara L. Meredith
Arbitrator(s): Mark A. Myers, Patricia Best Vital, Todd Edward Phillips
Hearing Site: Memphis, TN
Checkmark Icon$0
08-0353810/30/2009Claimant(s): Roseleen Anderson
Claimant Lawyers(s): Roseleen R. Anderson
Respondent(s): Charles Schwab & Co.., Michael Continelli
Respondent Lawyers(s): Edwin A. Barkel
Arbitrator(s): George N. Roy
Hearing Site: Phoenix, AZ
Checkmark Icon$110

395 Results

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