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FINRA Awards for Charles Schwab & Co..

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Displaying 111-120 out of 395 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0219506/14/2019Claimant(s): David Strickland
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kevin H. Lewis
Arbitrator(s): Lewis Vastine Stabler, Samuel Appel, Debra Black Leo
Hearing Site: Birmingham, AL
Checkmark Icon$153,068
18-0276406/10/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Yujian Gao
Respondent Lawyers(s): Yujian Gao
Arbitrator(s): Ann C. Northern, Rory M. McLaughlin, Justin T Kelton
Hearing Site: New York, NY
Checkmark Icon$0
18-0212406/04/2019Claimant(s): Larry Geller
Claimant Lawyers(s): Larry S. Geller
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R. Wynne
Arbitrator(s): Louis H. Miron
Hearing Site: Newark, NJ
Checkmark Icon$0
18-0151305/09/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Joseph L Siders
Respondent(s): Thomas Sanduski
Respondent Lawyers(s): Thomas J. Sanduski
Arbitrator(s): Larry Edmonson, Sheila Grinell, Roger A. Geddes
Hearing Site: Las Vegas, NV
Checkmark Icon$0
18-0146904/29/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Garrett R. Wynne
Respondent(s): Jay Hu
Respondent Lawyers(s): Jay Z Hu
Arbitrator(s): Robert B. Hansohn, Donald Dreyfus, Sheila Grinell
Hearing Site: Las Vegas, NV
Checkmark Icon$374,735
18-0033004/19/2019Claimant(s): The Jean Saunders Trust, The Stephen Saunders Trust
Claimant Lawyers(s): Stefan Apotheker
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Linda M. Foster-Wells, Sonja Shuford, Lisa Jane Austein
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
18-0254304/05/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Joseph Talafous
Respondent Lawyers(s): Joseph A Talafous
Arbitrator(s): Michael Louis Goldstone
Hearing Site: Houston, TX
Checkmark Icon$0
18-0166702/20/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Mauricio Salvador Beugelmans
Respondent(s): Linda Chen, Robert Chen
Respondent Lawyers(s): Linda T. Chen, Robert K. Chen
Arbitrator(s): Peter H. Daly, Philip Aaron Tymon, Alan Richard Carlisle
Hearing Site: San Francisco, CA
Checkmark Icon$0
16-0373511/12/2018Claimant(s): Timothy Wheeler
Claimant Lawyers(s): Scott D. Hirsch
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Steven Gerard Goerke, Michael D Felton, Robert G. Geeseman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
17-0219907/18/2018Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D Berg
Respondent(s): Lance Shaw
Respondent Lawyers(s): Lance Shaw
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
Checkmark Icon$0

395 Results

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