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FINRA Awards for David A. Gehn

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Displaying 8 out of 8 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0096107/12/2021Claimant(s): Carolyn Long
Claimant Lawyers(s): Jason R. Doss
Respondent(s): Peter Schiff, A.G.P. / Alliance Global Partners
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Michael S. Yauch, Wayne Irwin Fagan, Esther Treneer
Hearing Site: Houston, TX
Checkmark IconExpungement
18-0044610/01/2019Claimant(s): FPJ Investments LLC, Estate of Frank Perrotti, Jr.
Claimant Lawyers(s): David A. Gehn
Respondent(s): David Riccio
Respondent Lawyers(s): David Michael Riccio
Arbitrator(s): Mae A. Brudner, Franklin Sariel Schwerin, Thomas M. Madden
Hearing Site: Hartford, CT
Checkmark Icon$1,300,000
14-0170507/08/2015Claimant(s): Estate of John Lidell
Claimant Lawyers(s): Lloyd S. Clareman
Respondent(s): Jason Klabal, Michael Mariani, Legend Securities.
Respondent Lawyers(s): David A. Gehn, Lawrence R. Gelber, Michael A. Mariani
Arbitrator(s): Susan C. Lushing, Richard Lee Mansdoerfer, Michele S. Riley
Hearing Site: New York, NY
Checkmark Icon$61,867
12-0375504/09/2015Claimant(s): Florence Gross
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Leah R. Marks, William A. Rome, Sonja Tennille Orgias
Hearing Site: New York, NY
Checkmark Icon$0
12-0268401/22/2014Claimant(s): Ian Greig
Claimant Lawyers(s): David A. Gehn
Respondent(s): George Kardaras
Respondent Lawyers(s): George A. Kardaras
Arbitrator(s): Robert S. Getman, Marvin G. Pickholz, Lowell D. Johnston
Hearing Site: New York, NY
Checkmark Icon$535,750
11-0076512/08/2011Claimant(s): The Poole Family Revocable Trust
Claimant Lawyers(s): Jennifer J. Axel
Respondent(s): Robert Carley, William Turner, Farnam Street Brokerage Company, StockCross Financial Services.
Respondent Lawyers(s): David A. Gehn, Richard N. Berkshire
Arbitrator(s): Katherine M. Harmeyer, Thomas P. Delnoce, Howard R. Gaines
Hearing Site: Phoenix, AZ
Checkmark Icon$0
09-0424602/01/2011Claimant(s): Diana Bennett, Martin Bennett
Claimant Lawyers(s): Raji Kochhar
Respondent(s): Randy Ross
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Dorothy F. Gray, Richard S. Peskin, Martin L. Feinberg
Hearing Site: New York, NY
Checkmark Icon$58,000
04-0711110/10/2007Claimant(s): Michael Distefano
Claimant Lawyers(s): Brian J. Neville
Respondent(s): David Chepauskas, Summit Equities.
Respondent Lawyers(s): David A. Gehn
Arbitrator(s): Harry D. Frisch, Anthony P. Connolly, Joseph F. Kelley
Hearing Site: Newark, NJ
Checkmark IconStipulated Award and Expungement

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