| 05-05807 | 10/19/2007 | Claimant(s): David and Louise Blumlo
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Pacvest Associates.
Respondent Lawyers(s): Robert K. Mann
Arbitrator(s): Judy A. Avey, James G. Gertz, Joseph Leonard Friedes
Hearing Site: Boca Raton, FL
|  | $64,433 |
| 06-02094 | 10/10/2007 | Claimant(s): Sidney and Sandra Levy
Claimant Lawyers(s): Ronald P. Weil
Respondent(s): Wachovia Securities, Robert DeForest
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Kalman J. Lester, Berthold T. Berkwich, Martin P. Bergman
Hearing Site: Boca Raton, FL
| | $382,600 |
| 06-01740 | 10/09/2007 | Claimant(s): Alvaro De Castro & Maria Penna
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): EFG Capital International
Respondent Lawyers(s): Barton S. Sacher
Arbitrator(s): Seymour Herman, Michael Robert Emery, James G. Gertz
Hearing Site: Boca Raton, FL
| | $0 |
| 07-00586 | 10/03/2007 | Claimant(s): Scott Efron and Karen Efron
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Matthew Wolper
Arbitrator(s): Richard E. Conner, Barry David Thorpe, Andrew R. Present
Hearing Site: Boca Raton, FL
| | $0 |
| 06-05183 | 08/13/2007 | Claimant(s): Linda Hale
Claimant Lawyers(s): Neil B. Solomon
Respondent(s): OptionsXpress.
Respondent Lawyers(s): Hillary Victor
Arbitrator(s): Bernard A. Taub, Kevin S. Doty, Allen Robin
Hearing Site: Boca Raton, FL
| | $175,000 |
| 06-00020 | 08/03/2007 | Claimant(s): Mary Morford
Claimant Lawyers(s): Chandra Parker Doucette
Respondent(s): Lauren Ferrante, L&M Financial Services
Respondent Lawyers(s): Lauren A. Ferrante
Arbitrator(s): Richard W. Epstein
Hearing Site: Boca Raton, FL
| | $175 |
