| 20-01205 | 10/16/2020 | Claimant(s): World Century Corp Ltd, World International Limited Partnership
Claimant Lawyers(s): Michael Ford
Respondent(s): Pershing LLC, Citigroup Global Markets.
Respondent Lawyers(s): Joan Schwartz, Tanya S. Lambrechts
Arbitrator(s): David Rich
Hearing Site: Boca Raton, FL
|  | $0 |
| 20-01757 | 10/05/2020 | Claimant(s): Javier Hernan Fuxman, Marcela Fuxman
Claimant Lawyers(s): Brian Levin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Gloria O. North
Hearing Site: Boca Raton, FL
| | $35,416 |
| 19-01551 | 09/15/2020 | Claimant(s): Hilary L. Shane Revocable Trust
Claimant Lawyers(s): Jo Ann Palchak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Seth L. Finkel, Renaldy Jose Gutierrez, John B. Sochacki
Hearing Site: Boca Raton, FL
| | Settlement |
| 19-00968 | 08/14/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Thomas Marino, R.M. Stark & Co..
Respondent Lawyers(s): Richard A. D'Amura, Thomas John Marino
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | $349,231 |
| 20-00888 | 08/11/2020 | Claimant(s): Theodore Ritota
Claimant Lawyers(s): Theodore C. Ritota
Respondent(s): James Viets, Micah Inman
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | $0 |
| 20-00919 | 07/31/2020 | Claimant(s): Joseph Coccimiglio
Claimant Lawyers(s): Joseph Coccimiglio
Respondent(s): James Dillon, UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: Boca Raton, FL
| | $38 |
| 20-00307 | 07/10/2020 | Claimant(s): Grace Sherman
Claimant Lawyers(s): Christopher Warren
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Daniel T. Stabile
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | Dismissed |
| 18-00054 | 06/15/2020 | Claimant(s): Luciano Borgia
Claimant Lawyers(s): Luciano Borgia
Respondent(s): National Securities Corporation, Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky, Sara Soto
Arbitrator(s): Thomas W. Allen, John Joseph Long, Charles J Goldman
Hearing Site: Boca Raton, FL
| | $0 |
| 18-02748 | 06/05/2020 | Claimant(s): John Ireland
Claimant Lawyers(s): Michael J. Gore
Respondent(s): Brett Ellis, Carmine Capone, Jason Figueroa, The GMS Group
Respondent Lawyers(s): Jason L. Figueroa, John E. Jenkins
Arbitrator(s): Anne H. Orr, Donald Theodore Ryce, Carl Henry Perdue
Hearing Site: Boca Raton, FL
| | $0 |
| 19-03843 | 05/29/2020 | Claimant(s): Darren Nomberg, Gerard Crean
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Amalia Chin
Arbitrator(s): Carl Shechter
Hearing Site: Boca Raton, FL
| | Expungement |
