22-02375 | 01/19/2024 | Claimant(s): Lana Baselt, Estate of Randall Baselt Claimant Lawyers(s): Jared Peterson Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Scott E. Rahn Arbitrator(s): Joseph Howard Cooper, Erik R. Siering, Olivia J. Valentine Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12212© and 12511(b) |
19-01459 | 07/15/2021 | Claimant(s): PGPG LLC Claimant Lawyers(s): Jeffrey N. Goldberg Respondent(s): Charles Schwab & Co.., Charles Schwab Futures. Respondent Lawyers(s): Joseph L. Siders Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James Hearing Site: Los Angeles, CA
| | Expungement |
19-01320 | 01/29/2020 | Claimant(s): Christina Billington as S. Trustee Claimant Lawyers(s): Paul W. Thomas Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jaqueline R. Meyers Arbitrator(s): Theodore E. Danciart, Olivia J. Valentine, Bruce Leslie Ishimatsu Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
17-00458 | 06/11/2018 | Claimant(s): Anita Eubank Claimant Lawyers(s): Steve Buchwalter Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Quinly Respondent Lawyers(s): Robert Gonser, Tara A. LaClair Arbitrator(s): Joyce L. Hurley, Olivia J. Valentine, Robert Weston Armstrong Hearing Site: Los Angeles, CA
| | Expungement |
11-01934 | 12/09/2013 | Claimant(s): Stacy Stripling, Love Investments, Matisse Investments Claimant Lawyers(s): Stacy Stripling Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Gordon C. Young Arbitrator(s): Walter S. Weiss, Elliott David Finkel, Olivia J. Valentine Hearing Site: Los Angeles, CA
| | Expungement |