| 14-03008 | 07/17/2015 | Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): T. John Kirk
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman
Hearing Site: Little Rock, AR
|  | $0 |
| 13-03205 | 07/24/2014 | Claimant(s): Jeffrey Carson
Claimant Lawyers(s): Richard T. Donovan
Respondent(s): Richard Sadowski, Todd Sadowski, G. A. Repple & Company
Respondent Lawyers(s): Robert J. Harvey
Arbitrator(s): Michael S. Hill, Jay R. Robinson, David Cottingham Mann
Hearing Site: Little Rock, AR
| | Expungement |
| 12-02657 | 05/27/2014 | Claimant(s): Bethene Kimbrough
Claimant Lawyers(s): Robert A. Frazier
Respondent(s): Jim Blount
Respondent Lawyers(s): Peter W. Howell
Arbitrator(s): Robert W. Dempsey
Hearing Site: Little Rock, AR
| | Expungement |
| 13-02588 | 03/12/2014 | Claimant(s): Dallas Wood
Claimant Lawyers(s): Dallas C. Wood
Respondent(s): Yousuf Saljooki, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Kimberly Renee McBride, Carolyn L. Witherspoon, Janet M. Thompson
Hearing Site: Little Rock, AR
| | Expungement |
| 12-01887 | 06/06/2013 | Claimant(s): Rakesh Sharma
Claimant Lawyers(s): Richard C. Downing
Respondent(s): NSM Securities.
Respondent Lawyers(s): David Hirschberg
Arbitrator(s): Paul Mann, F. Guthrie Castle, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | $155,300 |
| 11-01461 | 05/30/2013 | Claimant(s): Commercial National Bank of Texarkana
Claimant Lawyers(s): Kimberly A. Justice
Respondent(s): J.P. Morgan Securities, Robert Heinz, Bear Stearns & Co..
Respondent Lawyers(s): Lauri W. Sawyer, Saul C. Belz
Arbitrator(s): Julius Z. Frager, Patricia Best Vital, Elton W. Chartrand
Hearing Site: Little Rock, AR
| | Expungement |
| 12-01533 | 01/11/2013 | Claimant(s): Andrew Clark, Melinda Clark
Claimant Lawyers(s): Andrew L. Clark
Respondent(s): Carl Davis, Morgan Keegan & Company.
Respondent Lawyers(s): Thomas F. Barnett
Arbitrator(s): Frederick Michael Switzer
Hearing Site: Little Rock, AR
| | $0 |
| 10-03551 | 08/07/2012 | Claimant(s): Larry Smith, Larry Smith IRA, Donald G. Smith & Betty J. Smith, JTWROS
Claimant Lawyers(s): Donald G. & Betty J. Smith, Larry R. Smith, Larry Smith
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Amy C. Worrell
Arbitrator(s): Lester Friedman, Ralph H. Martin, Robert Charles Morrison
Hearing Site: Little Rock, AR
| | $28,569 |
| 10-05310 | 11/25/2011 | Claimant(s): Gerald Elsner, Linda Elsner
Claimant Lawyers(s): John Ogles
Respondent(s): Jeffrey Reeves, Roger Clement, Proequities.
Respondent Lawyers(s): Thomas Vays
Arbitrator(s): Frances S. Fendler, Eric Spencer Buchanan, Matthew R. Salamon
Hearing Site: Little Rock, AR
| | $63,199 |
| 09-06951 | 05/20/2011 | Claimant(s): David F Fleming IRA, David and Carmeletta Fleming, David F Fleming & Carmeletta Fleming Tr
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Gary Aday, Morgan Keegan & Company.
Respondent Lawyers(s): Larry Polk
Arbitrator(s): Jim Geiger, E. William Pastor, Randolph Guggenheimer
Hearing Site: Little Rock, AR
| | $170,000 |
