| 19-01813 | 12/31/2021 | Claimant(s): Dale Hadel, Global Technology., Dale Hadel Family Trust
Claimant Lawyers(s): Mark Kowalsky
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Patrick R. Sughroue, Earlene R. Baggett-Hayes, Dale Frederick Feigley
Hearing Site: Detroit, MI
|  | $0 |
| 17-02237 | 03/27/2019 | Claimant(s): The Frances E Wright Trust
Claimant Lawyers(s): Roger T. Wright
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Barbara M. Zak
Hearing Site: Los Angeles, CA
| | $0 |
| 17-00430 | 03/05/2018 | Claimant(s): Alan Fields
Claimant Lawyers(s): Jon E. Drucker
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): John E. Ohashi, Neil S. Jasper, Michael John Florio
Hearing Site: Los Angeles, CA
| | $0 |
| 16-01703 | 05/23/2017 | Claimant(s): Camille Burns, Kevin Burns
Claimant Lawyers(s): Ken Abele
Respondent(s): Wells Fargo Advisors, Ameriprise Financial Services., Steven Levin
Respondent Lawyers(s): Demian J. Betz, Edward Walton
Arbitrator(s): John Richard Lynch
Hearing Site: Miami, FL
| | Expungement |
| 13-01087 | 12/12/2014 | Claimant(s): Patricia McNamara, The Estate of Francis Leo McNamara
Claimant Lawyers(s): Michael Klein
Respondent(s): Ameriprise Financial Services., Justin Montandon
Respondent Lawyers(s): Edward Walton
Arbitrator(s): R. Lee Britton Jr., Jeff Kilgore, Malcolm Edwin Whittaker
Hearing Site: Houston, TX
| | $127,740 |
| 12-00812 | 09/30/2013 | Claimant(s): Lois Schipper, Richard Schipper, The Lois Schipper Trust, The Richard W. Schipper, Sr. Trust
Claimant Lawyers(s): Sandra J Budnick
Respondent(s): Fouad Zeaiter, Ameriprise Financial Services., Commonwealth Financial Network
Respondent Lawyers(s): Edward Walton, Francis R. Ortiz
Arbitrator(s): Keith J. Koerber, William M. Azkoul, Marsha-laine Ferrer Dungog
Hearing Site: Detroit, MI
| | $26,000 |
| 13-00290 | 08/21/2013 | Claimant(s): Celine Derunes, Franck Derunes
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Jeffrey L. Gaffney
Hearing Site: San Diego, CA
| | $18,488 |
| 10-03354 | 07/14/2011 | Claimant(s): Ned Feldenkreis
Claimant Lawyers(s): Debra G. Speyer
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Benjamin F. Richards, Doris J. Dabrowski, John Michael Derderian
Hearing Site: Philadelphia, PA
| | $0 |
| 10-00997 | 10/05/2010 | Claimant(s): Ellen Montney
Claimant Lawyers(s): Charles Wolfe
Respondent(s): Frank Sica
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $0 |
| 09-05686 | 05/24/2010 | Claimant(s): Joseph R and Bernadette M Rogers
Claimant Lawyers(s): Joseph R Rogers
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward Walton
Arbitrator(s): Catherine Stewart
Hearing Site: Philadelphia, PA
| | $7,856 |
