| 12-00117 | 03/21/2013 | Claimant(s): Christin Pond Farr, Executrix under Will
Claimant Lawyers(s): Christin P. Farr
Respondent(s): Jan Mueller
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Philadelphia, PA
|  | $163 |
| 09-04771 | 03/13/2013 | Claimant(s): Athena Venture Partners, L.P.
Claimant Lawyers(s): David R. Moffitt
Respondent(s): Goldman, Sachs and Company, Eric Gettleman, Scott Sheffer
Respondent Lawyers(s): Edward M. Posner
Arbitrator(s): Edward T. Borer, Kathleen K. Murphy, Demetrio S. Timban
Hearing Site: Philadelphia, PA
| | $0 |
| 12-02740 | 03/04/2013 | Claimant(s): Joe McGlone
Claimant Lawyers(s): Joe McGlone
Respondent(s): Keith Brown, UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $213 |
| 11-04209 | 02/22/2013 | Claimant(s): Edward Schell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NewBridge Securities Corp., Robert Macnamee
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Doris J. Dabrowski
Hearing Site: Philadelphia, PA
| | Expungement |
| 11-00219 | 02/20/2013 | Claimant(s): Michael Gallagher and Mary Gallagher
Claimant Lawyers(s): Brian Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Tom Briody
Arbitrator(s): Carol H. Gold, Edward F. Koren, Rochelle K. Kaplan
Hearing Site: Philadelphia, PA
| | Expungement |
| 10-05603 | 02/14/2013 | Claimant(s): Marvin Weinar
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Alan M. Schankel, Paul J. Greco, Gail Ellen Yarnell
Hearing Site: Philadelphia, PA
| | $270,000 |
| 11-02314 | 02/14/2013 | Claimant(s): Peter Kawash
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Barbara Mihalik-Zeitoun, UBS Financial Services Inc.
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
| | Expungement |
| 09-06568 | 01/11/2013 | Claimant(s): John Turtzo, Estate of John A. Turtzo
Claimant Lawyers(s): Malcolm J. Gross
Respondent(s): Citigroup Global Markets., Peter Joseph, Ray Starner
Respondent Lawyers(s): William A. Hohauser
Arbitrator(s): Marshall S. Galinsky, Steven T. Stern, Richard Frank Colello
Hearing Site: Philadelphia, PA
| | $0 |
| 12-01930 | 01/10/2013 | Claimant(s): Joan Fugok
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Jamie Lake, Triad Advisors.
Respondent Lawyers(s): Daniel I. MacIntyre, Jamie Patrick Lake
Arbitrator(s): Gordon M. Wase
Hearing Site: Philadelphia, PA
| | $0 |
| 12-02390 | 12/21/2012 | Claimant(s): A.J. Land, Kathy Land
Claimant Lawyers(s): A.J. Land
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Paul Mullen
Respondent Lawyers(s): Jill Del Monico
Arbitrator(s): William J. Hirsch
Hearing Site: Philadelphia, PA
| | $0 |
