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FINRA Awards for Edward Jones

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Displaying 81-90 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0013703/03/2014Claimant(s): Cheryl Christiansen
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Terry F. Peppard, Arthur Richard Tow, Verne R. Gray
Hearing Site: Des Moines, IA
Checkmark IconExpungement
12-0277102/27/2014Claimant(s): Jamie Cullip
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Edward Jones
Respondent Lawyers(s): Todd A. Holleman
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
Checkmark IconExpungement
12-0136002/06/2014Claimant(s): Gail Greene, on behalf of her IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): John R. Pepe, Oliver J. Janney
Hearing Site: Tampa, FL
Checkmark IconExpungement
12-0399001/22/2014Claimant(s): Margean Cress
Claimant Lawyers(s): Andrew Schermerhorn
Respondent(s): Kelly Donaldson, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James C. Morrow, Gerald Francis Lamberti, Dennis Shrewsbury
Hearing Site: Kansas City, MO
Checkmark IconExpungement
13-0185801/16/2014Claimant(s): Mark Prindle
Claimant Lawyers(s): Mark E. Prindle
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
Checkmark Icon$0
12-0053501/06/2014Claimant(s): Melissa Whitaker, The Estate of D. Clay Whitaker
Claimant Lawyers(s): Nathaniel W. Bax
Respondent(s): Edward Jones
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Robert T. Allen, Leslie R. Berro, Ronald Tuttle Osborn
Hearing Site: Charlotte, NC
Checkmark Icon$200,300
13-0136012/24/2013Claimant(s): Edward Jones
Claimant Lawyers(s): David N. Jonson
Respondent(s): Elizabeth Wilson
Respondent Lawyers(s): Sharon A. Keys
Arbitrator(s): C. Marcus Harris
Hearing Site: Raleigh, NC
Checkmark Icon$0
13-0117612/11/2013Claimant(s): Donald Stunkart
Claimant Lawyers(s): Robert Talbot
Respondent(s): Edward Jones
Respondent Lawyers(s): Mitchell C. Newhouse
Arbitrator(s): Cheryl R. Kershner
Hearing Site: San Francisco, CA
Checkmark Icon$325
13-0106210/29/2013Claimant(s): James Clifford, John Clifford, Robert Clifford
Claimant Lawyers(s): Bruce Sanders
Respondent(s): Daniel Bakke, Edward Jones
Respondent Lawyers(s): Troy Groat
Arbitrator(s): Brett W. Olander
Hearing Site: Minneapolis, MN
Checkmark Icon$425
12-0319610/25/2013Claimant(s): The John Thomas Caudill Revocable Living
Claimant Lawyers(s): Ginger R. Robinson
Respondent(s): Breanne Morgan, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James N. D'Orso, John Edward Bersin, Arocles Aguilar
Hearing Site: Reno, NV
Checkmark Icon$0

181 Results

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