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FINRA Awards for Edward Jones

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Displaying 101-110 out of 181 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0244805/20/2013Claimant(s): Melvin Schiebel, Melvin J. Schiebel Trust
Claimant Lawyers(s): Melvin J. Schiebel
Respondent(s): Edmond Lynch, Mark Bachman, Michael Butterfield, Ronald Thalman, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
Checkmark IconExpungement
12-0196304/30/2013Claimant(s): Robert McReynolds
Claimant Lawyers(s): Robert McReynolds
Respondent(s): George Price, Edward Jones
Respondent Lawyers(s): Javier Chavez
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
Checkmark Icon$0
12-0319503/19/2013Claimant(s): Edward Jones
Claimant Lawyers(s): Mark G. Vaughan
Respondent(s): Sarah Hobbins
Respondent Lawyers(s): Sarah L. Hobbins
Arbitrator(s): William B. Ross
Hearing Site: Milwaukee, WI
Checkmark Icon$0
12-0106502/26/2013Claimant(s): Paul Kroell
Claimant Lawyers(s): Paul Gerrit Kroell
Respondent(s): Bill Gregg, Jamie Meronoff, Scottrade Inc., Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione, Niels P. Murphy
Arbitrator(s): Harvey C. Flodin, David G Sear, Mitchell Lee Lathrop
Hearing Site: San Diego, CA
Checkmark IconExpungement
11-0307302/25/2013Claimant(s): Corwin Farris, Gloria Farris
Claimant Lawyers(s): Jami Jackson Farris
Respondent(s): Christopher Pridnia, Harry Satterfield, Edward Jones, Allstate Life Insurance Company
Respondent Lawyers(s): David G. Smitham, John F. Hanzel, Peter J. Valeta
Arbitrator(s): Leon Henderson, James Whitaker Ballou, Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
Checkmark IconExpungement
12-0027402/20/2013Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Carolyn Gregg, Edward Jones
Respondent Lawyers(s): Janet R. McLaughlin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
Checkmark Icon$0
12-0056902/06/2013Claimant(s): Richard Fisher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Steven Gerard Goerke, Marc T. Danon, Richard S. Herman
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
12-0170802/04/2013Claimant(s): William Gonce
Claimant Lawyers(s): Johanna S. Fowler
Respondent(s): Edward Jones
Respondent Lawyers(s): David N. Jonson
Arbitrator(s): Stephen P. Hoffman, Matthew J. Hoysa, Michael J. Pasquale
Hearing Site: Charlotte, NC
Checkmark Icon$20,000
12-0170001/16/2013Claimant(s): Angela Fogle
Claimant Lawyers(s): Angela Fogle
Respondent(s): Elizabeth Hammack, Edward Jones
Respondent Lawyers(s): Joseph D'Elia
Arbitrator(s): Harlita R. Tomlinson
Hearing Site: Louisville, KY
Checkmark Icon$0
11-0251901/04/2013Claimant(s): Bonny Wammack
Claimant Lawyers(s): J. Mitchell Little
Respondent(s): Evan Esselman, Edward Jones
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): William L. Cravens, C. Sumpter Logan, Edward J. Lynch
Hearing Site: Dallas, TX
Checkmark IconExpungement

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