Potomac Analytics' Logo

FINRA Awards for John Dempsey

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0158707/15/2015Claimant(s): Bethany Jolly, John Jolly
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Mitchell Fischer, Steven Sormani
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Robert J. Kheel, Fern Sue Reidman, Antonio Olivero
Hearing Site: New York, NY
Checkmark IconExpungement
13-0158807/06/2015Claimant(s): Adrienne Dobrin, Dennis Dobrin
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, Edward Finocchiaro, John Dempsey, Martin Lerner
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Shelley Teitelbaum, Alfred H. Kingon, Clarence Smith
Hearing Site: New York, NY
Checkmark IconExpungement
13-0159503/27/2015Claimant(s): Fred Hager, Pat Hager
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, Anthony Faustini, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner
Respondent Lawyers(s): Michael G. Shannon, Trae D. Meyr
Arbitrator(s): Sarah G. Anderson, John D. Mattingly, Dana Tait Sandlin
Hearing Site: Columbia, SC
Checkmark IconExpungement
13-0158609/22/2014Claimant(s): Mattie Seabrook
Claimant Lawyers(s): Peter J. Mougey
Respondent(s): Alan Chodosh, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, William Campbell
Respondent Lawyers(s): Michael G. Shannon
Arbitrator(s): Cecilia B. Loving, John N. Polakas, Arnold Wagner
Hearing Site: New York, NY
Checkmark IconExpungement
12-0180606/25/2014Claimant(s): Frank J. Ferruggia IRA, Virginia A. Ferruggia, IRA, Frank J. and Virginia A. Ferruggia, JNT
Claimant Lawyers(s): Mitchell H. Cobert
Respondent(s): Alan Chodosh, Craig Nomberg, David Lerner Associates., David Lerner, John Dempsey, Martin Lerner, Martin Walcoe, Steven Sormani
Respondent Lawyers(s): Eugene L. Small
Arbitrator(s): Bernard M. Levine, Michael A. Ruderman, Richard Lewis Zack
Hearing Site: Newark, NJ
Checkmark Icon$260,000

5 Results

Display: