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FINRA Awards for Eric A. Michaels

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0152604/12/2016Claimant(s): William Ziegler
Claimant Lawyers(s): William J Ziegler
Respondent(s): Jason Van Duyn
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
Checkmark Icon$0
14-0300807/17/2015Claimant(s): Erin Tessman, Harold Tessman
Claimant Lawyers(s): T. John Kirk
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): J. Maxwell Williams, Carolyn L. Witherspoon, Joan M. Esserman
Hearing Site: Little Rock, AR
Checkmark Icon$0
14-0098906/29/2015Claimant(s): Patricia Marshall Revocable Trust
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Robert J. Scafuri, Jacqueline R. Fox, Betty R. Widgeon
Hearing Site: Detroit, MI
Checkmark IconExpungement
14-0222304/22/2015Claimant(s): Vithal Kusuma Life Insurance Trust
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): John Haire, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Daniel E. Gulden, Yvette L. Nurse, Wallace T. Tanksley
Hearing Site: Atlanta, GA
Checkmark Icon$0
13-0252610/21/2014Claimant(s): Grace Whang, Grace B. Whang Revocable Trust
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Genevieve Mar, Woodbury Financial Services.
Respondent Lawyers(s): Cory D. Olson, Eric A. Michaels
Arbitrator(s): Sheldon I. Saitlin, Donald M. Thompson, Patrick Richard Stoker
Hearing Site: Chicago, IL
Checkmark IconExpungement
11-0342101/29/2014Claimant(s): Philippe Burney, John Faitel, Yvette Faitel, Yvette and John Faitel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Marcious Dickerson, Centaurus Financial.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Martin Brosnan, Anthony W. Candela, Arthur James Rubiner
Hearing Site: Detroit, MI
Checkmark IconExpungement
10-0002610/12/2010Claimant(s): Paul Moore
Claimant Lawyers(s): Paul Moore
Respondent(s): Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
Checkmark Icon$0
08-0397608/12/2010Claimant(s): Ila Mellul
Claimant Lawyers(s): Lawrence Rosen
Respondent(s): David Marcus, M Holdings Securities.
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Carole M. Crosby, James F. Carlson, Daniel Baruch Lidawer
Hearing Site: Chicago, IL
Checkmark IconStipulated Award and Expungement

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