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FINRA Awards for New Orleans, LA

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Displaying 111-120 out of 131 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0173507/23/2009Claimant(s): Gary Caletka
Claimant Lawyers(s): Gary L. Caletka
Respondent(s): David Daily
Respondent Lawyers(s): George D. Ernest
Arbitrator(s): Charles K Reasonover, James Kee Irvin, Leon T. Roberts
Hearing Site: New Orleans, LA
Checkmark Icon$0
09-0412107/22/2009Claimant(s): Kathleen LaHare, Paul Lahare
Claimant Lawyers(s): Paul J. Lahare
Respondent(s): Kathy Mason, Mathew Cotton
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Simeon B. Reimonenq, Carolyn L. Witherspoon, Clave E. Gill
Hearing Site: New Orleans, LA
Checkmark IconExpungement
08-0082104/29/2009Claimant(s): David Rademacher
Claimant Lawyers(s): Gene Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Brad Rounsaville
Arbitrator(s): Frederick S. Duncan, W. Patrick Baker, Elton W. Chartrand
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0075702/24/2009Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0088202/06/2009Claimant(s): Edward Francis Spencer Revocable Trust
Claimant Lawyers(s): Gene E. Mitchell
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Peter S. Fruin
Arbitrator(s): Gary S. Jefferson, Leonard E. Benade, Donald Milo Helton
Hearing Site: New Orleans, LA
Checkmark Icon$0
08-0066101/27/2009Claimant(s): Kraemer Diel
Claimant Lawyers(s): Mark E. Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Robert C. Upton, Earle Park Kelley, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
Checkmark Icon$15,000
04-0590401/26/2009Claimant(s): Timothy I. & Deborah Montreuil TIC
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Kurt D. Steiner
Hearing Site: New Orleans, LA
Checkmark Icon$7,943
05-0316212/22/2008Claimant(s): James Bailey, Jeri Ghosh, Ken Powell, Leon Hadley, Leonard Gray, Marie Paulzak, Richard Powell, Rick Powell
Claimant Lawyers(s): David L. McGee, George S. Trevor, Jeri M. Ghosh, Marie Josee Paulzak, Peter J. Mougey
Respondent(s): Gary Paulzak, Jayanta Ghosh, Patrick Collins, Spelman & Co..
Respondent Lawyers(s): Gary Paulzak, George D. Fagan, Jayanta Ghosh, Mickey Wright
Arbitrator(s): Ron C. Christner, John J. Meyer, James Francis Donovan
Hearing Site: New Orleans, LA
Checkmark IconSettlement
04-0589812/12/2008Claimant(s): Melvin A. Guillory IRA
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack B. Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jason G. Ourso
Hearing Site: New Orleans, LA
Checkmark Icon$0
07-0287110/15/2008Claimant(s): Thomas Ferencak
Claimant Lawyers(s): David L. McGee
Respondent(s): Joseph Ciliberti, Scottrade.
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark IconStipulated Award and Expungement

131 Results

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