| 12-00058 | 03/18/2013 | Claimant(s): Joseph Westerland
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Christopher Bond, National Securities Corporation
Respondent Lawyers(s): Timothy Feil
Arbitrator(s): Paul J. Greco
Hearing Site: Wilmington, DE
|  | Expungement |
| 11-01927 | 07/05/2012 | Claimant(s): Richard Degnars
Claimant Lawyers(s): Kevin D Galbraith
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Kenneth Ashton
Arbitrator(s): John A. Gray, Armand Philip Lione, Ying Zhou
Hearing Site: Wilmington, DE
| | Expungement |
| 10-01220 | 07/02/2012 | Claimant(s): Louis Lazar
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Garrett R Wynne
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
| | Expungement |
| 10-05322 | 10/10/2011 | Claimant(s): Jayakumar Muthukamatchi, Jayakumar Muthukamatchi IRA
Claimant Lawyers(s): Jayakumar Muthukamatchi
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Adam Kauff, Ira G. Rosenstein
Arbitrator(s): Jim Geiger
Hearing Site: Wilmington, DE
| | $0 |
| 10-01950 | 09/24/2010 | Claimant(s): Richard W. Deckmann Family Trust
Claimant Lawyers(s): Marilyn K. Deckmann
Respondent(s): Wells Fargo Advisors, Michele Kief
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Alan J. Blocher
Hearing Site: Wilmington, DE
| | $5,805 |
| 09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu
Claimant Lawyers(s): Scudder G Stevens
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Wilmington, DE
| | $213 |
| 07-03302 | 11/26/2008 | Claimant(s): PNC Investments
Claimant Lawyers(s): Brian A. Carlis
Respondent(s): Victor D. Loper and Lonyae Loper
Respondent Lawyers(s): Victor D. Loper
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Wilmington, DE
| | $0 |
| 06-04088 | 02/08/2008 | Claimant(s): William Pickert
Claimant Lawyers(s): Stephen A. Hampton
Respondent(s): McLaughlin, Piven, Vogel Securities, Steven Ircha, TD AMERITRADE. f/k/a Ameritrade
Respondent Lawyers(s): Aimee C. Czachorowski, Theodore R. Snyder
Arbitrator(s): Michael D. Neft, Wilbert H. Luck, David P. Cline
Hearing Site: Wilmington, DE
| | $2,639,700 |
