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FINRA Awards for Morgan Keegan & Company.

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Displaying 251-260 out of 294 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0057405/14/2009Claimant(s): Gerald Humphries
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Edward B. Scott, J. Maxwell Williams, Robert E. Graves
Hearing Site: Jackson, MS
Checkmark Icon$285,222
08-0167505/11/2009Claimant(s): Walter and Hanni L. Lion
Claimant Lawyers(s): Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): David A. King
Arbitrator(s): Joan M. Traub, Farrell C. Glasser, Richard E. Castiglioni
Hearing Site: New York, NY
Checkmark Icon$0
08-0389305/11/2009Claimant(s): Robert Regenold
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Matthew W. McInteer
Arbitrator(s): Patricia Gunn
Hearing Site: Denver, CO
Checkmark Icon$213
08-0033605/08/2009Claimant(s): Edward King, Roderick King
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): M. Bruce Adelberg, Lita S Menkin, James Edward Seale
Hearing Site: Birmingham, AL
Checkmark Icon$620,507
08-0312405/08/2009Claimant(s): Christina Moore Howton for Josie Perkins
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Donald F. Winningham
Arbitrator(s): Helen E. Huyler
Hearing Site: Birmingham, AL
Checkmark Icon$213
08-0127605/07/2009Claimant(s): Diana Landau, Trustee
Claimant Lawyers(s): David Neuman
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Michael S. Hill, Bruce D. Horton, Kathryn Elizabeth Murphy
Hearing Site: St. Louis, MO
Checkmark Icon$145,740
08-0089305/06/2009Claimant(s): Donald Burnham, Jr., Kelly Burnham
Claimant Lawyers(s): Timothy J. O'Connor
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Bruce Cramer
Arbitrator(s): Marc R. Green, Brian J. Burstin, Kenneth Dymond
Hearing Site: Albany, NY
Checkmark Icon$0
08-0417405/04/2009Claimant(s): Alice Talisse and Richard Talisse
Claimant Lawyers(s): James A. Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Diane Getzler
Hearing Site: New York, NY
Checkmark Icon$163
08-0165905/01/2009Claimant(s): A.B. Cover Trust, Herbert Cover III,Ttee
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Catherine E. Garas
Arbitrator(s): Jane C. Carney, Frank Warren Moore, Donita M. King
Hearing Site: Richmond, VA
Checkmark Icon$61,000
07-0325905/01/2009Claimant(s): Estate of Sarah E. Faulk
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): George Wood, Morgan Keegan & Company., Todd Parsons, Woodley Bagwell, Synovus Securities.
Respondent Lawyers(s): Charles B. Paterson, Richard J. Davis, Shea O'Brien Hicks
Arbitrator(s): John F. O'Neill, William Stephen Lee, William Acker Ratliff
Hearing Site: Birmingham, AL
Checkmark Icon$0

294 Results

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