| 18-04147 | 04/26/2019 | Claimant(s): John Chen
Claimant Lawyers(s): John S. Chen
Respondent(s): Alight Financial Solutions
Respondent Lawyers(s): Matthew Chotkowski
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
|  | $3,574 |
| 17-01095 | 08/16/2018 | Claimant(s): Halina Kaskiw, Kara Aiello, Kelli Kaskiw, Michael Kaskiw
Claimant Lawyers(s): Chad N. Cagan
Respondent(s): Stephen Wood
Respondent Lawyers(s): Stephen Douglas Wood
Arbitrator(s): Joseph H. Cerame, Bryan David Glass, Jay Alan Kranis
Hearing Site: Newark, NJ
| | $301,423 |
| 18-00030 | 08/07/2018 | Claimant(s): Jean Giresi
Claimant Lawyers(s): Jean Giresi
Respondent(s): Gabriel Tessar, William Blackford
Respondent Lawyers(s): David J. Freniere, Gabriel Gerard Tessar
Arbitrator(s): Joseph H. Cerame
Hearing Site: New York, NY
| | $0 |
| 16-02514 | 10/30/2017 | Claimant(s): Judith Spiniello
Claimant Lawyers(s): Ronald A. Berutti
Respondent(s): Morgan Stanley, Robert Cerasia
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Patrick J. Howley, Joseph H. Cerame, Richard C. Antonelli
Hearing Site: Newark, NJ
| | $20,000 |
| 16-02088 | 01/23/2017 | Claimant(s): Estate of Norma Parker
Claimant Lawyers(s): Michael S. Kasanoff
Respondent(s): Steven BarsolonaL Financial LLC
Respondent Lawyers(s): Peter W. Gillies
Arbitrator(s): Joseph H. Cerame
Hearing Site: Newark, NJ
| | $0 |
| 14-03492 | 04/14/2016 | Claimant(s): Frank Garcia
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Thomas Briody
Arbitrator(s): Robert R. Salman, Joseph H. Cerame, Marvin L. Schuldiner
Hearing Site: Newark, NJ
| | $300 |
| 15-00115 | 12/30/2015 | Claimant(s): Danitza Parchment
Claimant Lawyers(s): Danitza Parchment
Respondent(s): David Schuster, Maxim Group LLC
Respondent Lawyers(s): Ian Hummel
Arbitrator(s): Joseph H. Cerame
Hearing Site: New York, NY
| | $0 |
| 13-02364 | 09/18/2015 | Claimant(s): Diane Willis
Claimant Lawyers(s): Diane Willis
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Kenneth J. Horowitz, Joseph H. Cerame, Mae A. Brudner
Hearing Site: Newark, NJ
| | $0 |
| 13-01125 | 02/10/2015 | Claimant(s): Ned Gerstman, Ned Gerstman Ltd POA for Ethan Gerstman
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Piedad A. Bernikow, Kenneth J. Horowitz, Joseph H. Cerame
Hearing Site: Newark, NJ
| | Expungement |
| 12-01209 | 09/05/2014 | Claimant(s): Charles Kinbar, Evelyn Kinbar
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Cynthia H. Plishtin, Joseph H. Cerame, Marilyn Chin
Hearing Site: Newark, NJ
| | Expungement |
