| 22-02192 | 02/20/2024 | Claimant(s): Interactive Brokers Llc
Claimant Lawyers(s): Jovalin Dedaj
Respondent(s): Roman Suleymanov
Respondent Lawyers(s): Roman Suleymanov
Arbitrator(s): Diane M. Perry, Sidney J. Wartel, Mark H Schiff
Hearing Site: Boca Raton, FL
|  | $0 |
| 18-03816 | 09/27/2021 | Claimant(s): Elizabeth Snyder, Linkster Holding, Elizabeth Snyder IRA, Elizabeth B. Snyder Revocable Trust
Claimant Lawyers(s): Robert Wayne Pearce
Respondent(s): Barry Snyder, Montecito Advisors.
Respondent Lawyers(s): Elie Genadry, Neil S. Baritz
Arbitrator(s): Sidney J. Wartel, Andrea R. Jacobs, Stephen John Gohlke
Hearing Site: Boca Raton, FL
| | $2,554,900 |
| 18-00822 | 11/26/2019 | Claimant(s): Barbara DeMary, Joseph Ehritz, Lee DeMary, Leo Mazotas, Marianne Ehritz, Michael Simmons, Sid Haffener
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Charles Schwab & Co.., Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon, James J. Vihstadt
Arbitrator(s): Sidney J. Wartel, Denise Morris Hammond, Tyrone Nathaniel Watson
Hearing Site: Orlando, FL
| | $0 |
| 18-00215 | 07/10/2019 | Claimant(s): Linda Imperia, Luigi Imperia
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): Marsha Matson, Stanley Zamor, Sidney J. Wartel
Hearing Site: Miami, FL
| | $0 |
| 18-00756 | 10/17/2018 | Claimant(s): Ana Romeu Villanueva
Claimant Lawyers(s): Alfonso Fernandez
Respondent(s): Santander Securities LLC
Respondent Lawyers(s): Sara L. Velez Santiago
Arbitrator(s): Sidney J. Wartel
Hearing Site: San Juan, PR
| | Dismissed by Rule 12206 |
| 17-00522 | 08/28/2018 | Claimant(s): Revocable Trust of Samuel M. Fineman
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Michael Coraggio, Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Leonard Michael Cusano, Sidney J. Wartel, John Rinaldi
Hearing Site: Boca Raton, FL
| | Expungement |
| 16-01829 | 05/23/2018 | Claimant(s): Bonnie Kaplan IRA, Eric Kaplan and Bonnie Kaplan JTWROS, E.Kaplan Ttee Multidisc.Bus. App. 401(k)
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Cory S. Zadanosky
Arbitrator(s): Richard J. Kaplan, Michael J. Quarequio, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | $862,117 |
| 16-00931 | 08/08/2017 | Claimant(s): Gregg A. Kiken Trust U/A DTD 11/21/2001, Linda G. Kiken Trust U/A DTD 11/21/2001
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Wells Fargo Advisors, Russell Blum
Respondent Lawyers(s): Patricia E. Cowart, Russell Blum
Arbitrator(s): Steven Gerard Goerke, Sidney J. Wartel, Toby Bartosh
Hearing Site: Boca Raton, FL
| | Expungement |
| 12-00188 | 12/02/2013 | Claimant(s): Deborah Stubbs, Harold Thomas, Victoria Smith
Claimant Lawyers(s): Andrew V. Tramont, Lawrence A. Kellogg
Respondent(s): Jose Valenzuela, PFS Investments Inc.
Respondent Lawyers(s): Mark F. Raymond, Richard L. Martens
Arbitrator(s): Roy B. Gonas, Lawrence S. Silver, Sidney J. Wartel
Hearing Site: Miami, FL
| | $585,908 |
| 09-01362 | 07/14/2011 | Claimant(s): Margaret Davon, Stuart Bedrin, Dorothea Jacoby Revocable Trust, Margaret F. Davon Revocable Trust, Stuart Bedrin Revocable Trust
Claimant Lawyers(s): Michael P. Amad
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Donald R. McGahan, Ellen J. Abrams, Sidney J. Wartel
Hearing Site: Boca Raton, FL
| | Stipulated Award |
