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FINRA Awards for Sidney J. Wartel

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0041511/18/2021Claimant(s): Craig Price
Claimant Lawyers(s): Neil L. Henrichsen
Respondent(s): Raymond Klahne, William Gilcher
Respondent Lawyers(s): Julie I. Taylor
Arbitrator(s): Warren D. Brown, Sidney J. Wartel, Marie Katz
Hearing Site: Boca Raton, FL
18-0347904/08/2019Claimant(s): Alejandro Mendieta
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Morgan Keegan & Company
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): Sidney J. Wartel
Hearing Site: Miami, FL

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