| 21-01011 | 07/15/2022 | Claimant(s): Ravshan Rakhmanov
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Andrew J. Melnick
Arbitrator(s): Michael H DuBoff, David S. Billet, Vanessa Lynn Van Brunt
Hearing Site: New York, NY
|  | $0 |
| 20-00077 | 07/08/2020 | Claimant(s): Robert Cavanagh
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Joseph Pickard
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | Expungement |
| 19-00804 | 05/15/2020 | Claimant(s): Sheryl Starr, Helen Schlesinger Trust
Claimant Lawyers(s): Jason Albin
Respondent(s): Charles Botchway, Paul McIntyre, Robert Fehrman, MSC - BD
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Michael H DuBoff, Annamaria Boccia Smith
Hearing Site: Newark, NJ
| | $0 |
| 18-03770 | 09/24/2019 | Claimant(s): Bella Verkhovsky
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): Brian Sodol, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | $0 |
| 17-00537 | 09/13/2019 | Claimant(s): Robert LaPolla
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Garland James
Respondent Lawyers(s): Garland Sean James
Arbitrator(s): Michael H DuBoff
Hearing Site: New York, NY
| | $51,280 |
| 17-02994 | 12/13/2018 | Claimant(s): Great Vision USD Fund I, L.P.
Claimant Lawyers(s): Leon Baer Borstein
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Jason Billy
Arbitrator(s): Michael H. DuBoff, John Michael Richardson, Andrew Evan Gelfand
Hearing Site: New York, NY
| | $345,800 |
| 17-01568 | 06/20/2018 | Claimant(s): Howard Weissberg, Howard Weissberg IRA, Sheila Weissberg IRA, Sheila and Howard Weissberg
Claimant Lawyers(s): Thomas J. Romans
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): Michael H. DuBoff
Hearing Site: Newark, NJ
| | $32,881 |
| 16-02105 | 03/31/2017 | Claimant(s): A. Savitt
Claimant Lawyers(s): A. Robin Savitt
Respondent(s): Thomas Connors
Respondent Lawyers(s): Thomas Edmund Connors
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | Expungement |
| 11-03960 | 07/15/2013 | Claimant(s): Marsha Sinzheimer
Claimant Lawyers(s): William Paul Nolan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Logan S. Fisher
Arbitrator(s): Charles Kleinbaum, Michael H. DuBoff, Mae A. Brudner
Hearing Site: New York, NY
| | Expungement |
| 12-03669 | 06/07/2013 | Claimant(s): Ara Hisarliyan
Claimant Lawyers(s): Marc Fitapelli
Respondent(s): E1 Asset Management.
Respondent Lawyers(s): Charles M. O'Rourke
Arbitrator(s): Michael H. DuBoff
Hearing Site: New York, NY
| | $300 |
