| 10-00492 | 07/07/2011 | Claimant(s): Carole Abramovitz
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Lori Vinciguerra
Arbitrator(s): Robert Youdelman, Ira L. Blankstein, John Caracciolo
Hearing Site: New York, NY
|  | Stipulated Award and Expungement |
| 10-01051 | 07/07/2011 | Claimant(s): James D. Adkins, Stephanie L. Adkins
Claimant Lawyers(s): Stephen D. Spivey
Respondent(s): Wells Fargo Advisors, Ernest Watson, Jeff Tucker
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): Warren A. Forest, Robert Finder, A.J. Seier
Hearing Site: Orlando, FL
| | $217,928 |
| 10-04510 | 06/28/2011 | Claimant(s): Jonathan Landow
Claimant Lawyers(s): Bernard Nathan
Respondent(s): Wachovia Securities, Wells Fargo Advisors, George Gordon, Walter Anderson
Respondent Lawyers(s): Erin Durba, Walter Randolph Anderson
Arbitrator(s): Michael E. Olney, Marguerite B. Filson, Abigail J. Pessen
Hearing Site: New York, NY
| | $0 |
| 11-00048 | 06/20/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Mike Naccarato
Respondent(s): Joan Gerhardt
Respondent Lawyers(s): Joan Gerhardt
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Providence, RI
| | $0 |
| 10-03151 | 06/07/2011 | Claimant(s): Hugh Gershon
Claimant Lawyers(s): Craig W. Horn
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Stephen D Kursman, Lee Hornberger, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $250,000 |
| 10-03782 | 06/01/2011 | Claimant(s): James J. Pine
Claimant Lawyers(s): R Brannon Kahlstorf
Respondent(s): Wells Fargo Advisors, Samuel Jew
Respondent Lawyers(s): Kermit L. Kendrick
Arbitrator(s): John G. Manley
Hearing Site: Memphis, TN
| | $225 |
| 10-01040 | 04/25/2011 | Claimant(s): Demetrios Kamaris, Toni Kamaris
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Donald Whiteman, Charles F. Custer, Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $153,000 |
| 10-01844 | 04/25/2011 | Claimant(s): Kenneth Ayers, Kenneth P. Ayers Revocable Living Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Hal S. Holtsinger, Patricia Gunn, John Hughes Verchot
Hearing Site: Tampa, FL
| | $0 |
| 10-04455 | 04/20/2011 | Claimant(s): Alan Zelenski
Claimant Lawyers(s): Alan S Zelenski
Respondent(s): Wells Fargo Advisors, Jeffrey Thiele, Richard Bucaro
Respondent Lawyers(s): Yoonsun Chung
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Washington, DC
| | $0 |
| 09-07145 | 04/14/2011 | Claimant(s): Michael Duddy, Nuala Duddy, Michael J. Duddy and Nuala C. Duddy
Claimant Lawyers(s): Glenn S. Gitomer
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Richard N. Kelmans, Rochelle K. Kaplan, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $100,000 |
