FINRA Awards for Wells Fargo Advisors

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 131-140 out of 396 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-01369	11/13/2015	Claimant(s): William Call Claimant Lawyers(s): Steven D Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Samuel B. Garber, Rita J. Jacyna Curley, Raymond P. Buschmann Hearing Site: Chicago, IL		$0
13-02833	11/02/2015	Claimant(s): Felyce Thomas Claimant Lawyers(s): Herbert Wiggins Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA		Expungement
13-02887	10/27/2015	Claimant(s): Joe Solorsa Claimant Lawyers(s): Steven D. Toskes Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Andrew R. Park Arbitrator(s): Vincent J. Natoli, Salvatore A. Sciortino, Eric Gad Forster Hearing Site: Los Angeles, CA		Expungement
14-02900	10/26/2015	Claimant(s): Howard Eugene Rude Claimant Lawyers(s): Randall Place Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Lawrence R. Commers, Stephen C. Esposito, Douglas J. Nesbit Hearing Site: Des Moines, IA		Expungement
15-00949	09/21/2015	Claimant(s): Edward Cavallone Claimant Lawyers(s): Fred B. Monroe Respondent(s): Wells Fargo Advisors, William Mode Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Lynne T. Albert Hearing Site: Charlotte, NC		$600
14-01121	09/09/2015	Claimant(s): Joseph Mizrahi, Joseph S. Mizrahi Trust DTD 06/04/1996 Claimant Lawyers(s): Jonathan W. Evans Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Judy Louie Arbitrator(s): Nancy G. Harris Hearing Site: Los Angeles, CA		Expungement
12-01497	09/08/2015	Claimant(s): Thomas Strouse Claimant Lawyers(s): Jeffrey R. Sonn Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Demian J. Betz Arbitrator(s): Linda M. Granata, Elena G. Rodriguez, Martin M. Van Luven Hearing Site: Ft. Lauderdale, FL		Expungement
14-00868	09/04/2015	Claimant(s): Janelle Lopez Walker Claimant Lawyers(s): David Liebrader Respondent(s): Wells Fargo Advisors, Darwin Wisener Respondent Lawyers(s): Vanessa M. Hoffmann Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX		Expungement
14-02240	08/24/2015	Claimant(s): Jeanne Hebert Claimant Lawyers(s): Jeanne H. Hebert Respondent(s): Wells Fargo Advisors, Lindsey Barlow Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Michele N. O'Brien Hearing Site: Houston, TX		Expungement
14-03382	08/18/2015	Claimant(s): Robert O. Porter and Mary H. Porter Fami Claimant Lawyers(s): Robert A Prahl Respondent(s): Wells Fargo Advisors, Laheeb Karana Respondent Lawyers(s): Judy Louie Arbitrator(s): Mollie Wagner Neal Hearing Site: Atlanta, GA		Expungement