| 20-03743 | 04/05/2021 | Claimant(s): Gary Ecenbarger Roth IRA, Kathy Ecenbarger Roth IRA, Gary G. Ecenbarger Revocable Trust
Claimant Lawyers(s): Michael Hill
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Jeffry M. Bauer, Mark L Miller, Jonathan B. Gilbert
Hearing Site: Indianapolis, IN
|  | Dismissed by Rule 12206 |
| 19-00968 | 08/14/2020 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Thomas Marino, R.M. Stark & Co..
Respondent Lawyers(s): Richard A. D'Amura, Thomas John Marino
Arbitrator(s): Gary M. Landau
Hearing Site: Boca Raton, FL
| | $349,231 |
| 19-01596 | 01/10/2020 | Claimant(s): Laura Nasatir, Laura M. Nasatir Roth IRA, Laura M. Nasatir SEP IRA, Laura M. Nasatir 401K, Laura M. Nasatir Defined Benefit Plan, Laura M. Nasatir Trust
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): David I. Levine
Hearing Site: San Francisco, CA
| | $0 |
| 17-02452 | 05/07/2019 | Claimant(s): Denise Goldner, as Co-TTEE of Goldner TR, Jay Goldner, as Co-TTEE of Goldner Trust
Claimant Lawyers(s): Mark S. Novak
Respondent(s): Brian Danelian, Jamal Thompson, TD Ameritrade.
Respondent Lawyers(s): Richard A. D'Amura, Simeon M. Schopf
Arbitrator(s): Kendall C. Reed, Stephen Howard Marcus
Hearing Site: Los Angeles, CA
| | $0 |
| 12-03093 | 07/07/2015 | Claimant(s): John Fletcher, Robert Fletcher, Thomas Fletcher, Fletcher Brothers
Claimant Lawyers(s): Jay J. Rice
Respondent(s): Kevin Ellman, Paul Miller, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H. Miron, Karimu F. Hill-Harvey, John W. Thomas
Hearing Site: Newark, NJ
| | $240,600 |
| 14-00298 | 02/20/2015 | Claimant(s): Donna Hinschliff, George Hinchcliff
Claimant Lawyers(s): Sara E. Hanley
Respondent(s): Herman Kahn, NFP Securities.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Daniel G. Zeiser, Marvin Richard Dunlap, Rosemary Christina Crawford
Hearing Site: Pittsburgh, PA
| | Expungement |
