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FINRA Awards for Richard A. D'Amura

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0071512/17/2021Claimant(s): Christopher Scalese
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Louis H Miron
Hearing Site: Philadelphia, PA
20-0273305/13/2021Claimant(s): Thomas Reich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Diane Ciccone
Hearing Site: Philadelphia, PA
20-0291705/05/2021Claimant(s): Kurt Jackson
Claimant Lawyers(s): Frances Menzer
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
20-0292404/12/2021Claimant(s): Lee Rawiszer, Paul Volpe
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
20-0294904/09/2021Claimant(s): Lee Rawiszer, Paul Volpe
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Shawn Shook
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
20-0263603/23/2021Claimant(s): Howard Adcock
Claimant Lawyers(s): Harris Freedman
Respondent(s): Kestra Investment Services
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Darryl C. Wilson
Hearing Site: Tampa, FL
19-0197802/04/2020Claimant(s): Jeffrey Buck
Claimant Lawyers(s): Erica Harris
Respondent(s): H. Beck., Parkland Securities
Respondent Lawyers(s): Randolph F. Pistor, Richard A. D'Amura
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Honolulu, HI
18-0417311/22/2019Claimant(s): Rodney Dabbondanza
Claimant Lawyers(s): Michael Patrick Shaw
Respondent(s): H. Beck.
Respondent Lawyers(s): Richard A. D'Amura
Arbitrator(s): Arthur J. Salzberg, Karla Jayne Letsche, Sonya L. Sacks
Hearing Site: Washington, DC
18-0234810/11/2019Claimant(s): Kestra Financial., Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Stephen Seglund
Respondent Lawyers(s): Stephen Paul Seglund
Arbitrator(s): Bert P. Krages
Hearing Site: Portland, OR
18-0216809/25/2019Claimant(s): Kestra Investment Services
Claimant Lawyers(s): Richard A. D'Amura
Respondent(s): Donald Padilla
Respondent Lawyers(s): Donald George Padilla
Arbitrator(s): George Herman Frisch
Hearing Site: Los Angeles, CA

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