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FINRA Awards for Michael R. Diliberto

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0145907/15/2021Claimant(s): PGPG LLC
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Charles Schwab & Co.., Charles Schwab Futures.
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Olivia J. Valentine, Michael R. Diliberto, Brenda Lee James
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
15-0167609/12/2016Claimant(s): Jeffrey Ball, Jeffrey D. Ball IRA
Claimant Lawyers(s): Philip M. Aidikoff, Ryan K. Bakhtiari
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Ronald L. Cameron, Constance Ellen Boukidis, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark Icon$262,354
14-0114210/23/2015Claimant(s): Eugene Elliott, Shawn Elliott, Genraza LLC, The Elliott Family Trust DTD 9-17-86
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Paul J. Schumacher
Arbitrator(s): Arthur T. Berggren, Janice A. Salter, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark Icon$1,188,850
12-0197102/21/2014Claimant(s): Christopher Murphy, Chris's Stuff 401K Profit Sharing Plan, Chris's Stuff Inc. Defined Benefit, Christopher J. Murphy Revocable Trust
Claimant Lawyers(s): Jeffrey K. Riffer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Constance Ellen Boukidis, Michael R. Diliberto, Allen Edward Wisniewski
Hearing Site: Los Angeles, CA
Checkmark Icon$600
11-0449511/19/2013Claimant(s): Mark Myden, L.A. Sports Productions Inc.
Claimant Lawyers(s): Marc X. LoPresti
Respondent(s): Wells Fargo Advisors, Wells Fargo Investments, Nicholas Corso
Respondent Lawyers(s): Jay M. Spillane, Thomas F. Kopshever
Arbitrator(s): James Warren Hill, Ralph B. Perry, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark IconExpungement
11-0369904/04/2012Claimant(s): Vinita Wadhwani, Vishin Wadhwani
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Wendy Robinson
Arbitrator(s): Kirtley M. Thiesmeyer, Owen Frances, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206

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